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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ALLEN WEALTH MANAGEMENT, LLC

CRD 133038

BOONE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccf0f80d-efc6-85a1-1cb0-4a3cf67d8a46

Data as of Jan 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2012 to Jan 29, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $664MItem 5.F on the latest filing (2026-01-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $523M
Private client RAUM: $659MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $166Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,725
Individual clients: 900
High net worth clients: 199
Custody, client assets: $7.9M
SEC number: 801-64431
CRD: 133038
Filings on the tape: 37
First filed: Mar 5, 2012
Latest filed: Jan 29, 2026
Organised: Limited Liability Company, NC
Website: allenwealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHAN CHESLEY ALLEN	Certified Financial Planner	BOONE, NC	21	22	n/a	yes
ERIC SCOTT FRANKLIN	n/a	BOONE, NC	11	25	3	yes
Bradley McDonald Greer	Certified Financial Planner	BOONE, NC	4	21	2	yes
Rylee Greer Critcher	n/a	BOONE, NC	0	10	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLEN, JONATHAN, CHESLEY	MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	09/2004	Mar 5, 2012	Jul 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLEN CPA PLLC	n/a	n/a	n/a	Y	yes	n/a
ALLEN FINANCIAL ADVISERS	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 29, 2026	$664M	$523M	7	4	0	n/a	n/a
2024	Feb 14, 2025	$554M	$425M	7	3	0	n/a	n/a
2023	Feb 15, 2024	$478M	$362M	7	3	0	n/a	n/a
2022	Jan 30, 2023	$382M	$283M	7	3	0	n/a	n/a
2021	Feb 22, 2022	$370M	$84.2M	6	3	0	n/a	n/a
2020	Mar 24, 2021	$350M	$61.1M	6	3	0	n/a	n/a
2019	Feb 5, 2020	$293M	$44.6M	6	3	0	n/a	n/a
2018	Jan 28, 2019	$233M	$28.2M	6	3	0	n/a	n/a
2017	Jan 30, 2018	$215M	$25.7M	6	2	0	n/a	n/a
2016	Feb 3, 2017	$172M	$16.4M	6	3	n/a	n/a	n/a
2015	Jan 25, 2016	$145M	$12.0M	6	3	n/a	n/a	n/a
2014	Feb 24, 2015	$149M	$10.0M	3	3	n/a	n/a	n/a
2013	Feb 12, 2014	$124M	$6.1M	3	3	n/a	n/a	n/a
2012	Mar 1, 2013	$108M	$0	2	2	n/a	n/a	n/a
2011	Mar 5, 2012	$92.6M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$664M	$554M	19.9%	$382M	20.2%	7	7	0	0

Relationships

Registered with (6)

← Rylee Greer CritcherAdvisorregistration: current employment
Jul 2, 2026 to presentfactForm ADV
← Bradley McDonald GreerAdvisorregistration: current employment
Nov 17, 2021 to presentfactForm ADV
← ERIC SCOTT FRANKLINAdvisorregistration: current employment
Mar 3, 2015 to presentfactForm ADV
← JONATHAN CHESLEY ALLENAdvisorregistration: current employment
Nov 22, 2004 to presentfactForm ADV
← Mitchell Lee ChristopherAdvisorregistration: previous registration
Jan 6, 2025 to Jan 30, 2026factForm ADV
← Joshua Bradley RobertsAdvisorregistration: previous registration
May 15, 2018 to May 17, 2021factForm ADV

Controls (1)

← ALLEN, JONATHAN, CHESLEYOwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 5, 2012 to Jul 18, 2024factForm ADV

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
Mitchell Lee Christopher left Allen Wealth Management, Llc for Raymond James & Associates, Inc. (registered 2026-02-25)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2019
Control person left
Fosta Judd Allen (Member) no longer on Schedule A of Allen Wealth Management, Llc (listed 2018-02-01, absent 2019-01-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccf0f80d-efc6-85a1-1cb0-4a3cf67d8a46
First observed: Mar 5, 2012
Last observed: Jan 29, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALLEN WEALTH MANAGEMENT, LLC

CRD 133038

BOONE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccf0f80d-efc6-85a1-1cb0-4a3cf67d8a46

Data as of Jan 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHAN CHESLEY ALLEN

Certified Financial Planner

BOONE, NC

n/a

yes

ERIC SCOTT FRANKLIN

n/a

BOONE, NC

yes

Bradley McDonald Greer

Certified Financial Planner

BOONE, NC

yes

Rylee Greer Critcher

n/a

BOONE, NC

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLEN, JONATHAN, CHESLEY

MEMBER/CHIEF COMPLIANCE OFFICER

yes

09/2004

Mar 5, 2012

Jul 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLEN CPA PLLC

n/a

yes

n/a

ALLEN FINANCIAL ADVISERS

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 29, 2026

$664M

$523M

n/a

2024

Feb 14, 2025

$554M

$425M

n/a

2023

Feb 15, 2024

$478M

$362M

n/a

2022

Jan 30, 2023

$382M

$283M

n/a

2021

Feb 22, 2022

$370M

$84.2M

n/a

2020

Mar 24, 2021

$350M

$61.1M

n/a

2019

Feb 5, 2020

$293M

$44.6M

n/a

2018

Jan 28, 2019

$233M

$28.2M

n/a

2017

Jan 30, 2018

$215M

$25.7M

n/a

2016

Feb 3, 2017

$172M

$16.4M

n/a

2015

Jan 25, 2016

$145M

$12.0M

n/a

2014

Feb 24, 2015

$149M

$10.0M

n/a

2013

Feb 12, 2014

$124M

$6.1M

n/a

2012

Mar 1, 2013

$108M

n/a

2011

Mar 5, 2012

$92.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$664M

$554M

19.9%

$382M

20.2%