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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
FT. WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 25, 2026 | n/a | yes | FT. WAYNE, IN | Current employment |
| ALLEN WEALTH MANAGEMENT, LLC | Independent wealth | Jan 6, 2025 | Jan 30, 2026 | no | BOONE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALLEN WEALTH MANAGEMENT, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Jan 30, 2026 | Feb 25, 2026 | 26 | Firm change | RIA to ibd |