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RIA / WealthAdvisor31 years in industry

Thomas Michael O'Connell

Advisor at HG WEALTH PARTNERS LLC

Los Angeles, CA

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Search this name across graphsid dfx:ria:ccf98564-d86a-4d14-92a5-c7eb2d2d834e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HG WEALTH PARTNERS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 20, 1995
First registration: Mar 18, 2011
Dual registered: no
Other names: Tom O'Connell|Thomas M. O'Connell|Thomas Michael O'Connell|Thomas Michael OConnell
IAPD individual key: 2529442

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HG WEALTH PARTNERS LLC	State registered	May 13, 2026	n/a	yes	Los Angeles, CA	Current employment
CARNEGIE WEALTH MANAGEMENT LLC	Former SEC adviser	Apr 27, 2026	May 12, 2026	no	LA CANADA, CA	Previous registration
HILLTOP SECURITIES INC.	Bd affiliated wealth	Jan 19, 2023	May 22, 2026	no	Sherman Oaks, CA	Previous registration
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Mar 18, 2011	Jan 10, 2023	no	PASADENA, CA\|Pasadena, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES INC.	CARNEGIE WEALTH MANAGEMENT LLC	May 22, 2026	Apr 27, 2026	-25	Firm change	Ibd to RIA
CARNEGIE WEALTH MANAGEMENT LLC	HG WEALTH PARTNERS LLC	May 12, 2026	May 13, 2026	1	Firm change	RIA to state RIA
WESTERN INTERNATIONAL SECURITIES	HILLTOP SECURITIES INC.	Jan 10, 2023	Jan 19, 2023	9	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ HG WEALTH PARTNERS LLCRegistered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Jan 19, 2023 to May 22, 2026factForm ADV
→ CARNEGIE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 27, 2026 to May 12, 2026factForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Mar 18, 2011 to Jan 10, 2023factForm ADV

Dated events

Occurred
May 22, 2026
Advisor changed firm
Thomas Michael O'Connell left Hilltop Securities Inc. for Carnegie Wealth Management Llc (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
May 12, 2026
Advisor changed firm
Thomas Michael O'Connell left Carnegie Wealth Management Llc for Hg Wealth Partners Llc (registered 2026-05-13)
Form ADVobserved 4 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Thomas Michael O'Connell left Western International Securities for Hilltop Securities Inc. (registered 2023-01-19)
Form ADVobserved 4 days ago