DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Michael O'Connell

Hg Wealth Partners LLCstate registeredLos Angeles, CaIA-onlyIAPD 2529442

Feed of 09/14/2026

Also filed as Tom O'Connell

At current firm

0 y

since May 13, 2026

In the industry

31 y

since Apr 20, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hg Wealth Partners LLC state registered current
since May 13, 2026 · Los Angeles, Ca
Carnegie Wealth Management LLC former
Apr 27, 2026 to May 12, 2026 · La Canada, Ca
Hilltop Securities Inc. BD affiliated
Jan 19, 2023 to May 22, 2026 · Sherman Oaks, Ca
Western International Securities former
Mar 18, 2011 to Jan 10, 2023 · Pasadena, Ca

Moves

a registration end followed by a registration begin elsewhere

Hilltop Securities Inc. to Carnegie Wealth Management LLC
left May 22, 2026, registered Apr 27, 2026 (-25 days) · Affiliated broker-dealer or bank to independent RIA
Carnegie Wealth Management LLC to Hg Wealth Partners LLC
left May 12, 2026, registered May 13, 2026 (1 days) · RIA to a state-registered adviser
Western International Securities to Hilltop Securities Inc.
left Jan 10, 2023, registered Jan 19, 2023 (9 days) · Affiliated broker-dealer or bank to another

Signals

Thomas Michael O'Connell left Hilltop Securities Inc. for Carnegie Wealth Management Llc (registered 2026-04-27)
May 22, 2026 · Advisor changed firm · fact
Thomas Michael O'Connell left Carnegie Wealth Management Llc for Hg Wealth Partners Llc (registered 2026-05-13)
May 12, 2026 · Advisor changed firm · fact
Thomas Michael O'Connell left Western International Securities for Hilltop Securities Inc. (registered 2023-01-19)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address