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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

LISA LEE GESIN

Advisor at WORTH FINANCIAL GROUP INC.

DALLAS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WORTH FINANCIAL GROUP INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Feb 25, 2000
First registration: Apr 10, 2002
Dual registered: yes, broker-dealer
Other names: LISA MCCORKLE LEE|LISA MCCORKLE GESIN|LISA LEE GESIN|LISA MCCORKLE GESIN
IAPD individual key: 4081195

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WORTH FINANCIAL GROUP INC.	Independent wealth	Mar 4, 2010	n/a	yes	DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Current employment
LONE STAR PACE	n/a	Nov 7, 2017	Nov 29, 2019	no	FRISCO, TX	Previous registration
COMMUNITY DEVELOPMENT ASSOCIATES, LLC.	n/a	Nov 7, 2017	Nov 29, 2019	no	FRISCO, TX	Previous registration
EDI INVESTMENT ADVISOR CORPORATION	n/a	Feb 17, 2016	Oct 31, 2016	no	IRVING, TX	Previous registration
SUNBELT SECURITIES	Bd affiliated wealth	Sep 6, 2007	Sep 7, 2016	no	HOUSTON, TX\|Kerrville, TX\|HOUSTON, TX\|Houston, TX\|Lubbock, TX\|COPPELL, TX\|DALLAS, TX\|Westminster, CO\|HARTFORD, WI\|AUSTIN, TX\|DALLAS, TX\|ASHLAND, KY\|DALLAS, TX\|DENVER, CO\|ST LOUIS, MO\|ANTIOCH, IL\|GRANT PASS, OR\|MT LAUREL, NJ\|EASTON, PA\|STUART, NE\|WISNER, NE\|SCOTTSBLUFF, NE\|DALLAS, TX\|Houston, TX\|Dallas, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 10, 2002	Feb 6, 2004	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMUNITY DEVELOPMENT ASSOCIATES, LLC.	LONE STAR PACE	Nov 29, 2019	Nov 7, 2017	-752	Firm change after gap	Other
LONE STAR PACE	n/a	Nov 29, 2019	n/a	n/a	Departure no registered destination	Departure
EDI INVESTMENT ADVISOR CORPORATION	COMMUNITY DEVELOPMENT ASSOCIATES, LLC.	Oct 31, 2016	Nov 7, 2017	372	Firm change	Other
SUNBELT SECURITIES	WORTH FINANCIAL GROUP INC.	Sep 7, 2016	Mar 4, 2010	-2,379	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	SUNBELT SECURITIES	Feb 6, 2004	Sep 6, 2007	1,308	Firm change after gap	Other

Relationships

Registered with (6)

→ WORTH FINANCIAL GROUP INC.Registered adviserregistration: current employment
Mar 4, 2010 to presentfactForm ADV
→ COMMUNITY DEVELOPMENT ASSOCIATES, LLC.Registered adviserregistration: previous registration
Nov 7, 2017 to Nov 29, 2019factForm ADV
→ LONE STAR PACERegistered adviserregistration: previous registration
Nov 7, 2017 to Nov 29, 2019factForm ADV
→ EDI INVESTMENT ADVISOR CORPORATIONRegistered adviserregistration: previous registration
Feb 17, 2016 to Oct 31, 2016factForm ADV
→ SUNBELT SECURITIESRegistered adviserregistration: previous registration
Sep 6, 2007 to Sep 7, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 10, 2002 to Feb 6, 2004factForm ADV

Dated events

No dated event names this entity yet.