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W•••• F•••••••• G•••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

W•••• F•••••••• G•••• I•••

CRD 13478

DALLAS, TX

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Search this name across graphsid dfx:ria:76930b7d-6395-3a2f-4c2e-8881213008b2

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2026 to Apr 21, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=10.0
Regulatory AUM: $123M••• Locked
Discretionary RAUM: $123M
Private client RAUM: $123Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $20.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S••••• D•••••• S••••	n/a	DALLAS, TX \| Rowlett, TX	16	34	1	yes
L••• L•• G••••	n/a	DALLAS, TX	16	26

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$123M	$123M	11	5	3	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$123M	n/a	n/a	n/a	n/a	11	n/a	3	n/a

Relationships

Registered with (11)

← R••••• M•••• T••••Advisorregistration: current employment
Aug 27, 2025 to presentfactForm ADV
← D••••• M••••• G••••Advisorregistration: current employment
Mar 18, 2021 to presentfactForm ADV
← M•••••• B•••• D•••••••••Advisorregistration: current employment
Jan 2, 2018 to presentfactForm ADV
← R••••• E••• W••••

Dated events

Occurred
Mar 22, 2022
Advisor departed, no destination yet
Alton Barrett Thompson no longer registered at W•••• F•••••••• G•••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76930b7d-6395-3a2f-4c2e-8881213008b2
First observed: Apr 21, 2026
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.