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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

HEALTHEQUITY ADVISORS

HEALTHEQUITY ADVISORS, LLC, CRD 167105

DRAPER, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccfb4a20-5b4e-d492-029c-557e382fc6e7

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 21
On other graphs: 0
Observed: Apr 22, 2013 to Mar 25, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.0BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $2.0Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 178,476
Individual clients: 178,476
Custody, client assets: $2.0B
SEC number: 801-78001
CRD: 167105
Filings on the tape: 30
First filed: Apr 22, 2013
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, UT
Website: healthequityadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES REX IVIE	Chartered Financial Consultant	Draper, UT	8	20	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXANDER, JAYSON, PARKER	CHIEF COMPLIANCE OFFICER	Na	yes	03/2022	Mar 25, 2026	Mar 25, 2026
Eggett, Cordell, McLachlan	DIRECTOR OF FINANCE, MEMBER OF THE BOARD OF MANAGERS	Na	yes	03/2025	Mar 25, 2026	Mar 25, 2026
IVIE, JAMES, REX	MANAGING DIRECTOR	Na	yes	04/2013	Mar 25, 2026	Mar 25, 2026
Lucania, James, Michael	MEMBER OF THE BOARD OF MANAGERS	Na	yes	09/2023	Mar 25, 2026	Mar 25, 2026
NEELEMAN, STEPHEN, DALE	MEMBER OF THE BOARD OF MANAGERS	Na	yes	12/2012	Mar 25, 2026	Mar 25, 2026
HEALTHEQUITY, INC.	SOLE SHAREHOLDER, MANAGER	E	yes	12/2012	Apr 22, 2013	Apr 26, 2024
KESSLER, JON	MEMBER OF THE BOARD OF MANAGERS	Na	yes	12/2012	May 1, 2017	Apr 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HEALTHEQUITY TRUST COMPANY	n/a	n/a	n/a	N	yes	Ut

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$2.0B	$1.2B	8	1	0	n/a	n/a
2024	Apr 28, 2025	$1.5B	$924M	8	1	0	n/a	n/a
2023	Apr 27, 2023	$1.1B	$623M	8	1	0	n/a	n/a
2022	Mar 18, 2022	$1.1B	$611M	8	1	0	n/a	n/a
2021	Apr 30, 2021	$820M	$488M	8	1	0	n/a	n/a
2020	Apr 29, 2020	$565M	$333M	8	1	0	n/a	n/a
2019	Apr 30, 2019	$364M	$199M	8	1	0	n/a	n/a
2018	Apr 30, 2018	$274M	$143M	7	1	1	n/a	n/a
2017	May 1, 2017	$122M	$59.2M	6	1	n/a	n/a	n/a
2016	Apr 29, 2016	$66.5M	$32.3M	6	2	n/a	n/a	n/a
2015	May 14, 2015	$47.3M	$22.8M	6	4	n/a	n/a	n/a
2014	Apr 16, 2014	$12.8M	$12.8M	5	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.0B	$1.5B	32.2%	$1.1B	23.7%	8	8	0	0

Relationships

Registered with (1)

← JAMES REX IVIEAdvisorregistration: previous registration
May 6, 2013 to Dec 31, 2014factForm ADV

Controls (7)

← Lucania, James, MichaelOwnerMEMBER OF THE BOARD OF MANAGERS, ownership code NA, individual
Sep 27, 2023 to Apr 26, 2024factForm ADV
← IVIE, JAMES, REXOwnerMANAGING DIRECTOR, ownership code NA, individual
Apr 22, 2013 to Apr 26, 2024factForm ADV
← ALEXANDER, JAYSON, PARKEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 18, 2022 to Apr 26, 2024factForm ADV
← KESSLER, JONOwnerMEMBER OF THE BOARD OF MANAGERS, ownership code NA, individual
May 1, 2017 to Apr 26, 2024factForm ADV
← NEELEMAN, STEPHEN, DALEOwnerMEMBER OF THE BOARD OF MANAGERS, ownership code NA, individual
May 1, 2017 to Apr 26, 2024factForm ADV
← Eggett, Cordell, McLachlanOwnerDIRECTOR OF FINANCE, ownership code NA, individual
Nov 17, 2015 to Apr 26, 2024factForm ADV
← HEALTHEQUITY, INC.OwnerSOLE SHAREHOLDER, MANAGER, ownership code E, domestic entity
Apr 22, 2013 to Apr 26, 2024factForm ADV

Dated events

Occurred
Mar 25, 2026
Regulatory AUM changed
Healthequity Advisors reported RAUM $2.0B, up 32% from $1.5B (2025-04-28 to 2026-03-25)
Form ADVobserved 5 days ago
$486M
Occurred
Apr 28, 2025
Regulatory AUM changed
Healthequity Advisors reported RAUM $1.5B, up 26% from $1.2B (2024-04-26 to 2025-04-28)
Form ADVobserved 5 days ago
$314M
Occurred
Sep 27, 2023
Control person left
Don Tyson Murdock (Member Of The Board Of Managers) no longer on Schedule A of Healthequity Advisors (listed 2023-05-12, absent 2023-09-27)
Form ADVobserved 5 days ago
Occurred
Sep 27, 2023
Control person joined
Michael James Lucania (Member Of The Board Of Managers) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Mar 18, 2022
Regulatory AUM changed
Healthequity Advisors reported RAUM $1.1B, up 28% from $820.2M (2022-01-26 to 2022-03-18)
Form ADVobserved 5 days ago
$233M
Occurred
Mar 18, 2022
Control person left
Hitchcock Matthew Fleming (Chief Compliance Officer) no longer on Schedule A of Healthequity Advisors (listed 2022-01-26, absent 2022-03-18)
Form ADVobserved 5 days ago
Occurred
Mar 18, 2022
Control person joined
Parker Jayson Alexander (Chief Compliance Officer) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Jan 26, 2022
Control person left
Clark David Worley (Chief Compliance Officer) no longer on Schedule A of Healthequity Advisors (listed 2021-12-06, absent 2022-01-26)
Form ADVobserved 5 days ago
Occurred
Jan 26, 2022
Control person joined
Hitchcock Matthew Fleming (Chief Compliance Officer) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Apr 30, 2021
Regulatory AUM changed
Healthequity Advisors reported RAUM $820.2M, up 45% from $565.3M (2021-02-01 to 2021-04-30)
Form ADVobserved 5 days ago
$255M
Occurred
Apr 30, 2021
Control person joined
Don Tyson Murdock (Member Of The Board Of Managers) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Apr 30, 2021
Control person left
Galen Darcy Mott (Member Of The Board Of Managers) no longer on Schedule A of Healthequity Advisors (listed 2021-02-01, absent 2021-04-30)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2021
Control person left
John Mathew Calabro (Chief Compliance Officer) no longer on Schedule A of Healthequity Advisors (listed 2020-08-13, absent 2021-02-01)
Form ADVobserved 5 days ago
Occurred
Feb 1, 2021
Control person joined
Clark David Worley (Chief Compliance Officer) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Aug 13, 2020
Control person joined
John Mathew Calabro (Chief Compliance Officer) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Aug 13, 2020
Control person left
John Micah Fetherston (Chief Compliance Officer) no longer on Schedule A of Healthequity Advisors (listed 2020-06-29, absent 2020-08-13)
Form ADVobserved 5 days ago
Occurred
Apr 29, 2020
Regulatory AUM changed
Healthequity Advisors reported RAUM $565.3M, up 55% from $364.2M (2019-04-30 to 2020-04-29)
Form ADVobserved 5 days ago
$201M
Occurred
Apr 29, 2020
Control person joined
John Micah Fetherston (Chief Compliance Officer) appeared on Schedule A of Healthequity Advisors
Form ADVobserved 5 days ago
Occurred
Apr 29, 2020
Control person left
Hill Raynard Davis (Chief Compliance Officer / Director Of Corporate Compliance And Ethics) no longer on Schedule A of Healthequity Advisors (listed 2019-04-30, absent 2020-04-29)
Form ADVobserved 5 days ago
Occurred
Apr 30, 2018
Regulatory AUM changed
Healthequity Advisors reported RAUM $274.3M, up 124% from $122.2M (2017-05-01 to 2018-04-30)
Form ADVobserved 5 days ago
$152M
Occurred
Apr 22, 2013
First Form ADV filing
Healthequity Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ccfb4a20-5b4e-d492-029c-557e382fc6e7
First observed: Apr 22, 2013
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEALTHEQUITY ADVISORS

HEALTHEQUITY ADVISORS, LLC, CRD 167105

DRAPER, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ccfb4a20-5b4e-d492-029c-557e382fc6e7

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES REX IVIE

Chartered Financial Consultant

Draper, UT

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXANDER, JAYSON, PARKER

CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 25, 2026

Eggett, Cordell, McLachlan

DIRECTOR OF FINANCE, MEMBER OF THE BOARD OF MANAGERS

yes

03/2025

Mar 25, 2026

IVIE, JAMES, REX

MANAGING DIRECTOR

yes

04/2013

Mar 25, 2026

Lucania, James, Michael

MEMBER OF THE BOARD OF MANAGERS

yes

09/2023

Mar 25, 2026

NEELEMAN, STEPHEN, DALE

MEMBER OF THE BOARD OF MANAGERS

yes

12/2012

Mar 25, 2026

HEALTHEQUITY, INC.

SOLE SHAREHOLDER, MANAGER

yes

12/2012

Apr 22, 2013

Apr 26, 2024

KESSLER, JON

MEMBER OF THE BOARD OF MANAGERS

yes

12/2012

May 1, 2017

Apr 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HEALTHEQUITY TRUST COMPANY

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$2.0B

$1.2B

n/a

2024

Apr 28, 2025

$1.5B

$924M

n/a

2023

Apr 27, 2023

$1.1B

$623M

n/a

2022

Mar 18, 2022

$1.1B

$611M

n/a

2021

Apr 30, 2021

$820M

$488M

n/a

2020

Apr 29, 2020

$565M

$333M

n/a

2019

Apr 30, 2019

$364M

$199M

n/a

2018

Apr 30, 2018

$274M

$143M

n/a

2017

May 1, 2017

$122M

$59.2M

n/a

2016

Apr 29, 2016

$66.5M

$32.3M

n/a

2015

May 14, 2015

$47.3M

$22.8M

n/a

2014

Apr 16, 2014

$12.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.0B

$1.5B

32.2%

$1.1B

23.7%