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RIA / WealthAdvisorChartered Financial Consultant20 years in industry

JAMES REX IVIE

Advisor at HEALTHEQUITY ADVISORS

Draper, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HEALTHEQUITY ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S66
First exam: Jan 19, 2006
First registration: Sep 13, 2007
Dual registered: no
Other names: JAMES R IVIE
IAPD individual key: 5037555

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HEALTHEQUITY ADVISORS	Independent wealth	Sep 25, 2017	n/a	yes	Draper, UT	Current employment
HEALTHEQUITY ADVISORS	Independent wealth	May 6, 2013	Dec 31, 2014	no	DRAPER, UT	Previous registration
ALPINE ADVISORS, LLC	n/a	Oct 2, 2012	Dec 31, 2014	no	ALPINE, UT	Previous registration
FINANCIAL GUARD, LLC	Former SEC adviser	Mar 10, 2011	Dec 31, 2012	no	PLEASANT GROVE, UT	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 11, 2011	Jan 18, 2011	no	SOUTH JORDAN, UT	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 13, 2007	Jan 13, 2009	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPINE ADVISORS, LLC	HEALTHEQUITY ADVISORS	Dec 31, 2014	May 6, 2013	-604	Firm change after gap	Other
FINANCIAL GUARD, LLC	ALPINE ADVISORS, LLC	Dec 31, 2012	Oct 2, 2012	-90	Firm change after gap	Other
OSAIC WEALTH, INC.	FINANCIAL GUARD, LLC	Jan 18, 2011	Mar 10, 2011	51	Firm change	Other
OSAIC FA, INC.	OSAIC WEALTH, INC.	Jan 13, 2009	Jan 11, 2011	728	Firm change after gap	Other

Relationships

Registered with (5)

→ HEALTHEQUITY ADVISORSRegistered adviserregistration: previous registration
May 6, 2013 to Dec 31, 2014factForm ADV
→ ALPINE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 2, 2012 to Dec 31, 2014factForm ADV
→ FINANCIAL GUARD, LLCRegistered adviserregistration: previous registration
Mar 10, 2011 to Dec 31, 2012factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 11, 2011 to Jan 18, 2011factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Sep 13, 2007 to Jan 13, 2009factForm ADV

Dated events

No dated event names this entity yet.