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RIA / WealthAdvisorCertified Financial Planner29 years in industry

KRISTIN CLAIRE SULLIVAN

Advisor at SULLIVAN FINANCIAL PLANNING, LLC

DENVER, CO

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Search this name across graphsid dfx:ria:ccff8923-8fdc-6a14-b082-bfa6f22dcfd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SULLIVAN FINANCIAL PLANNING, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 22, 1996
First registration: Jan 13, 2000
Dual registered: no
Other names: KRISTIN CLAIRE MOUTON|KRISTI MOUTON
IAPD individual key: 2704767

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SULLIVAN FINANCIAL PLANNING, LLC	State registered	Jan 25, 2008	n/a	yes	DENVER, CO	Current employment
STRATEGIES CAPITAL MANAGEMENT	Former SEC adviser	Apr 2, 2012	May 10, 2018	no	DENVER, CO	Previous registration
STRATEGIES INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 16, 2010	Mar 22, 2013	no	DENVER, CO	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Feb 14, 2007	Jun 15, 2007	no	RENTON, WA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 13, 2000	Feb 15, 2007	no	LONE TREE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIES CAPITAL MANAGEMENT	n/a	May 10, 2018	n/a	n/a	Departure no registered destination	Departure
STRATEGIES INVESTMENT MANAGEMENT, LLC	STRATEGIES CAPITAL MANAGEMENT	Mar 22, 2013	Apr 2, 2012	-354	Firm change after gap	Other
PACIFIC WEST FINANCIAL CONSULTANTS INC	SULLIVAN FINANCIAL PLANNING, LLC	Jun 15, 2007	Jan 25, 2008	224	Firm change	Other
STRATEGIC ADVISERS LLC	PACIFIC WEST FINANCIAL CONSULTANTS INC	Feb 15, 2007	Feb 14, 2007	-1	Firm change	Other

Relationships

Registered with (5)

→ SULLIVAN FINANCIAL PLANNING, LLCRegistered adviserregistration: current employment
Jan 25, 2008 to presentfactForm ADV
→ STRATEGIES CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Apr 2, 2012 to May 10, 2018factForm ADV
→ STRATEGIES INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 16, 2010 to Mar 22, 2013factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Feb 14, 2007 to Jun 15, 2007factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 13, 2000 to Feb 15, 2007factForm ADV

Dated events

No dated event names this entity yet.