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K•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

K•••• B••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | FT. WASHINGTON, MD

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Search this name across graphsid dfx:ria:cd0b13e7-0ee3-c743-3022-3d38b46cdf7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 27, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jan 21, 2025	n/a	yes	GREENWOOD VILLAGE, CO\|FT. WASHINGTON, MD	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Jan 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	E•••••• A••••••• G••••• L••	Jan 16, 2025	Jan 21, 2025	5	Firm change	Other
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024

Relationships

Registered with (4)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Jan 16, 2025factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2021 to Nov 14, 2024factForm ADV
→ M••••••••• R•••••••••

Dated events

Occurred
Jan 16, 2025
Advisor changed firm
K•••• B•••• left L•• E••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2025-01-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd0b13e7-0ee3-c743-3022-3d38b46cdf7b
First observed: Nov 27, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.