RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 21, 2025 · Greenwood Village, Co
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Jan 16, 2025 · Fort Mill, Sc
- P•••• S••••••••• L•• no RAUMDec 8, 2021 to Nov 14, 2024 · North Bethesda, Md
- M••••••••• R••••••••• BD affiliatedNov 27, 2019 to Nov 4, 2021 · Washington, Dc
- L•• E••••••••• L•• to E•••••• A••••••• G••••• L••left Jan 16, 2025, registered Jan 21, 2025 (5 days) · Other
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M••••••••• R••••••••• to P•••• S••••••••• L••left Nov 4, 2021, registered Dec 8, 2021 (34 days) · Other
- K•••• B•••• left L•• E••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2025-01-21)Jan 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address