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RIA / WealthAdvisor37 years in industry

LANCE SHIGEO ICHIKAWA

Advisor at EMERSON EQUITY LLC

Foster City, CA | SAN MATEO, CA

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Search this name across graphsid dfx:ria:cd256253-136b-5497-2f89-368bb2d62fec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMERSON EQUITY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jun 23, 1989
First registration: Feb 5, 2002
Dual registered: no
Other names: LANCE ICHIKAWA
IAPD individual key: 1519862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMERSON EQUITY LLC	Bd affiliated wealth	Feb 15, 2024	n/a	yes	Foster City, CA\|SAN MATEO, CA	Current employment
C2C WEALTH MANAGEMENT, LLC	Independent wealth	Jun 1, 2017	Feb 16, 2024	no	San Mateo, CA\|SCOTTSDALE, AZ	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	May 3, 2010	Oct 2, 2017	no	SAN MATEO, CA\|SAN JOSE, CA	Previous registration
EMERSON EQUITY LLC	Bd affiliated wealth	Aug 3, 2006	Apr 30, 2010	no	SAN MATEO, CA\|SAN MATEO, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Feb 21, 2006	Aug 4, 2006	no	MENLO PARK, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 10, 2003	Nov 3, 2005	no	LOS GATOS, CA	Previous registration
PIPER SANDLER & CO.	Institutional manager	Feb 5, 2002	Sep 3, 2002	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C2C WEALTH MANAGEMENT, LLC	EMERSON EQUITY LLC	Feb 16, 2024	Feb 15, 2024	-1	Firm change	RIA to ibd
CONCERT WEALTH MANAGEMENT	C2C WEALTH MANAGEMENT, LLC	Oct 2, 2017	Jun 1, 2017	-123	Firm change after gap	Other
EMERSON EQUITY LLC	CONCERT WEALTH MANAGEMENT	Apr 30, 2010	May 3, 2010	3	Firm change	Other
WAMU INVESTMENTS, INC.	EMERSON EQUITY LLC	Aug 4, 2006	Aug 3, 2006	-1	Firm change	Other
CHARLES SCHWAB & CO., INC.	WAMU INVESTMENTS, INC.	Nov 3, 2005	Feb 21, 2006	110	Firm change	Other
PIPER SANDLER & CO.	CHARLES SCHWAB & CO., INC.	Sep 3, 2002	Jul 10, 2003	310	Firm change	Other

Relationships

Registered with (6)

→ EMERSON EQUITY LLCRegistered adviserregistration: previous registration
Aug 3, 2006 to Apr 30, 2010factForm ADV
→ C2C WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 1, 2017 to Feb 16, 2024factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 3, 2010 to Oct 2, 2017factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 21, 2006 to Aug 4, 2006factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 10, 2003 to Nov 3, 2005factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Feb 5, 2002 to Sep 3, 2002factForm ADV

Dated events

Occurred
Feb 16, 2024
Advisor changed firm
Lance Shigeo Ichikawa left C2C Wealth Management, Llc for Emerson Equity Llc (registered 2024-02-15)
Form ADVobserved 5 days ago