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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C2C WEALTH MANAGEMENT, LLC

CRD 284148

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:effa6781-0a87-d94b-52c6-3b4dd6d2884f

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 12
On other graphs: 0
Observed: Mar 9, 2017 to Mar 3, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $180MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $180M
Private client RAUM: $180MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $180Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 440
Individual clients: 269
High net worth clients: 55
SEC number: 801-110173
CIK: 1868903
CRD: 284148
Filings on the tape: 18
First filed: Mar 9, 2017
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, MA
Website: c2cwealth.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
LOUIS FRANK CHEREGOTIS	n/a	SCOTTSDALE, AZ \| RENO, NV	8	29	2	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CROWN CANYON CAPITAL, LLC	Owner	E	yes	01/2024	Mar 4, 2024	Mar 7, 2024
GROMAN FAMILY TRUST DATED 12/12/12	MANAGING MEMBER	E	yes	12/2014	Mar 4, 2024	Mar 7, 2024
GROMAN, KEVIN, JAMES	Trustee	F	yes	12/2012	Mar 4, 2024	Mar 7, 2024
GROMAN, KEVIN, JAMES	CHIEF COMPLIANCE OFFICER	E	yes	01/2024	Mar 4, 2024	Mar 7, 2024
Groman, Jennifer, Lee	Trustee	F	no	12/2012	Mar 4, 2024	Mar 7, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$180M	$180M	2	1	1	n/a	n/a
2024	Mar 24, 2025	$165M	$165M	2	1	1	n/a	n/a
2023	Mar 4, 2024	$191M	$191M	2	1	1	n/a	n/a
2022	Feb 14, 2023	$757M	$757M	4	4	0	n/a	n/a
2021	Mar 16, 2022	$820M	$820M	7	4	1	n/a	n/a
2020	Jan 26, 2021	$642M	$0	4	4	1	n/a	n/a
2019	Feb 14, 2020	$506M	$0	4	4	2	n/a	n/a
2018	Mar 13, 2019	$399M	$0	4	4	2	n/a	n/a
2017	Mar 8, 2018	$289M	$0	4	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$180M	$165M	8.8%	$757M	-38.1%	2	2	1	1

Relationships

Registered with (4)

← LOUIS FRANK CHEREGOTISAdvisorregistration: current employment
Apr 6, 2018 to presentfactForm ADV
← LANCE SHIGEO ICHIKAWAAdvisorregistration: previous registration
Jun 1, 2017 to Feb 16, 2024factForm ADV
← MAUREEN (NMN) MACKOWSKIAdvisorregistration: previous registration
Nov 15, 2016 to Jan 22, 2024factForm ADV
← LOUIS ANTHONY DELLA VALLEAdvisorregistration: previous registration
Nov 9, 2016 to Jan 18, 2024factForm ADV

Controls (3)

← GROMAN, KEVIN, JAMESOwnerTRUSTEE, ownership code F, individual
Mar 4, 2024 to Mar 7, 2024factForm ADV
← CROWN CANYON CAPITAL, LLCOwnerOWNER, ownership code E, domestic entity
Mar 4, 2024 to Mar 7, 2024factForm ADV
← GROMAN FAMILY TRUST DATED 12/12/12OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 4, 2024 to Mar 7, 2024factForm ADV

Owns (1)

← Groman, Jennifer, LeeOwnerTRUSTEE, ownership code F, individual
Mar 4, 2024 to Mar 7, 2024factForm ADV

Dated events

Occurred
Mar 4, 2024
Regulatory AUM changed
C2C Wealth Management, Llc reported RAUM $190.9M, down 75% from $757.0M (2023-02-14 to 2024-03-04)
Form ADVobserved 6 days ago
$-566M
Occurred
Mar 4, 2024
Control person joined
James Kevin Groman (Trustee) appeared on Schedule A of C2C Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 4, 2024
Control person left
Anthony Louis Della Valle (Owner And Chief Compliance Officer) no longer on Schedule A of C2C Wealth Management, Llc (listed 2023-02-14, absent 2024-03-04)
Form ADVobserved 6 days ago
Occurred
Feb 16, 2024
Advisor changed firm
Lance Shigeo Ichikawa left C2C Wealth Management, Llc for Emerson Equity Llc (registered 2024-02-15)
Form ADVobserved 6 days ago
Occurred
Jan 22, 2024
Advisor changed firm
Maureen (Nmn) Mackowski left C2C Wealth Management, Llc for Uhlmann Investment Management, L.L.C. (registered 2025-10-14)
Form ADVobserved 6 days ago
Occurred
Jan 18, 2024
Advisor changed firm
Louis Anthony Della Valle left C2C Wealth Management, Llc for Dakota Wealth, Llc (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2023
Control person left
(Nmn) Maureen Mackowski (Member And Principal) no longer on Schedule A of C2C Wealth Management, Llc (listed 2022-03-17, absent 2023-02-14)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2022
Regulatory AUM changed
C2C Wealth Management, Llc reported RAUM $819.6M, up 28% from $642.3M (2021-01-26 to 2022-03-16)
Form ADVobserved 6 days ago
$177M
Occurred
Jan 26, 2021
Regulatory AUM changed
C2C Wealth Management, Llc reported RAUM $642.3M, up 27% from $506.5M (2020-05-13 to 2021-01-26)
Form ADVobserved 6 days ago
$136M
Occurred
Feb 14, 2020
Regulatory AUM changed
C2C Wealth Management, Llc reported RAUM $506.5M, up 27% from $398.7M (2019-03-13 to 2020-02-14)
Form ADVobserved 6 days ago
$108M
Occurred
Mar 13, 2019
Regulatory AUM changed
C2C Wealth Management, Llc reported RAUM $398.7M, up 38% from $289.5M (2018-10-18 to 2019-03-13)
Form ADVobserved 6 days ago
$109M
Occurred
Mar 9, 2017
First Form ADV filing
C2C Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:effa6781-0a87-d94b-52c6-3b4dd6d2884f
First observed: Mar 9, 2017
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

C2C WEALTH MANAGEMENT, LLC

CRD 284148

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:effa6781-0a87-d94b-52c6-3b4dd6d2884f

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

LOUIS FRANK CHEREGOTIS

n/a

SCOTTSDALE, AZ | RENO, NV

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CROWN CANYON CAPITAL, LLC

Owner

yes

01/2024

Mar 4, 2024

Mar 7, 2024

GROMAN FAMILY TRUST DATED 12/12/12

MANAGING MEMBER

yes

12/2014

Mar 4, 2024

Mar 7, 2024

GROMAN, KEVIN, JAMES

Trustee

yes

12/2012

Mar 4, 2024

Mar 7, 2024

GROMAN, KEVIN, JAMES

CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 4, 2024

Mar 7, 2024

Groman, Jennifer, Lee

Trustee

12/2012

Mar 4, 2024

Mar 7, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$180M

n/a

2024

Mar 24, 2025

$165M

n/a

2023

Mar 4, 2024

$191M

n/a

2022

Feb 14, 2023

$757M

n/a

2021

Mar 16, 2022

$820M

n/a

2020

Jan 26, 2021

$642M

n/a

2019

Feb 14, 2020

$506M

n/a

2018

Mar 13, 2019

$399M

n/a

2017

Mar 8, 2018

$289M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$180M

$165M

8.8%

$757M

-38.1%