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RIA / WealthAdvisor19 years in industry

JASPER ELWOOD MALLARD

Advisor at FISHER\SMB

CARROLLTON, TX | Vancouver, WA

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Search this name across graphsid dfx:ria:cd347928-3ffd-05c9-99d3-d5a0c32dde9f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER\SMB
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 3, 2006
First registration: Jan 19, 2007
Dual registered: no
IAPD individual key: 5109140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER\SMB	Institutional manager	Jul 5, 2024	n/a	yes	Vancouver, WA\|CARROLLTON, TX	Current employment
FISHER INVESTMENTS	Independent wealth	Mar 16, 2022	Jul 3, 2024	no	PLANO, TX\|Camas, WA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 5, 2016	Feb 8, 2022	no	Santa Barbara, CA	Previous registration
HUB INTERNATIONAL INVESTMENT SERVICES INC.	n/a	Jan 4, 2016	Dec 8, 2020	no	Santa Barbara, CA\|AUSTIN, TX	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Jan 3, 2012	Jan 5, 2016	no	Carpinteria, CA\|SANTA BARBARA, CA\|Santa Barbara, CA	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 19, 2007	Dec 31, 2010	no	CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	FISHER\SMB	Jul 3, 2024	Jul 5, 2024	2	Bulk transfer	RIA to new firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	FISHER INVESTMENTS	Feb 8, 2022	Mar 16, 2022	36	Firm change	Ibd to RIA
HUB INTERNATIONAL INVESTMENT SERVICES INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 8, 2020	Jan 5, 2016	-1,799	Firm change after gap	Other
PLANMEMBER SECURITIES CORPORATION	HUB INTERNATIONAL INVESTMENT SERVICES INC.	Jan 5, 2016	Jan 4, 2016	-1	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PLANMEMBER SECURITIES CORPORATION	Dec 31, 2010	Jan 3, 2012	368	Firm change	Other

Relationships

Registered with (5)

→ FISHER\SMBRegistered adviserregistration: current employment
Jul 5, 2024 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 16, 2022 to Jul 3, 2024factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 5, 2016 to Feb 8, 2022factForm ADV
→ HUB INTERNATIONAL INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jan 4, 2016 to Dec 8, 2020factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 3, 2012 to Jan 5, 2016factForm ADV

Dated events

Occurred
Feb 8, 2022
Advisor changed firm
Jasper Elwood Mallard left Cambridge Investment Research Advisors, Inc. for Fisher Investments (registered 2022-03-16)
Form ADVobserved 3 days ago