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RIA / WealthAdvisor37 years in industry

JOE NMN WYLIE

Advisor at DEAN WEALTH MANAGEMENT, LLC

LINDALE, TX

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Search this name across graphsid dfx:ria:cd34e1ef-a382-4c72-0ea2-cda536b3b443

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 11, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DEAN WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 21, 1989
First registration: Jun 11, 1991
Dual registered: no
Other names: JOE WYLIE
IAPD individual key: 1957603

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DEAN WEALTH MANAGEMENT, LLC	State registered	Feb 15, 2026	n/a	yes	LINDALE, TX	Current employment
TRINITY PORTFOLIO ADVISORS, LLC	Independent wealth	Nov 19, 2009	Feb 12, 2026	no	TYLER, TX\|SOUTHLAKE, TX\|TYLER, TX\|TYLER, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 1, 2003	Nov 16, 2009	no	TYLER, TX\|TYLER, TX	Previous registration
GOLLOB, MORGAN & PEDDY FINANCIAL CONSULTANTS, LTD.	n/a	Mar 18, 2002	May 20, 2003	no	TYLER, TX	Previous registration
SUNAMERICA SECURITIES, INC.	n/a	Jun 11, 1991	Jun 19, 2002	no	TYLER, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRINITY PORTFOLIO ADVISORS, LLC	DEAN WEALTH MANAGEMENT, LLC	Feb 12, 2026	Feb 15, 2026	3	Firm change	RIA to state RIA
MML INVESTORS SERVICES, LLC	TRINITY PORTFOLIO ADVISORS, LLC	Nov 16, 2009	Nov 19, 2009	3	Firm change	Other
GOLLOB, MORGAN & PEDDY FINANCIAL CONSULTANTS, LTD.	MML INVESTORS SERVICES, LLC	May 20, 2003	Jul 1, 2003	42	Firm change	Other
SUNAMERICA SECURITIES, INC.	GOLLOB, MORGAN & PEDDY FINANCIAL CONSULTANTS, LTD.	Jun 19, 2002	Mar 18, 2002	-93	Firm change after gap	Other

Relationships

Registered with (5)

→ DEAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 15, 2026 to presentfactForm ADV
→ TRINITY PORTFOLIO ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 19, 2009 to Feb 12, 2026factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 16, 2009factForm ADV
→ GOLLOB, MORGAN & PEDDY FINANCIAL CONSULTANTS, LTD.Registered adviserregistration: previous registration
Mar 18, 2002 to May 20, 2003factForm ADV
→ SUNAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jun 11, 1991 to Jun 19, 2002factForm ADV

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
Joe Nmn Wylie left Trinity Portfolio Advisors, Llc for Dean Wealth Management, Llc (registered 2026-02-15)
Form ADVobserved 6 days ago