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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

ERIC VAUGHN MORROW

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Chambersburg, PA | Waynesboro, PA

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Search this name across graphsid dfx:ria:cd373e1a-01c3-c271-c928-b0bcbe4f02ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 20, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 19, 2011
First registration: Apr 20, 2011
Dual registered: yes, broker-dealer
Other names: ERIC V. MORROW|ERIC MORROW
IAPD individual key: 3210622

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 10, 2025	n/a	yes	Waynesboro, PA\|Chambersburg, PA	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Apr 18, 2022	Mar 10, 2025	no	WAYNEBORO, PA\|CHAMBERSBURG, PA	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jul 20, 2018	Aug 24, 2020	no	HAGERSTOWN, MD	Previous registration
M&T SECURITIES, INC.	n/a	Apr 20, 2011	Aug 1, 2018	no	BOONSBORO, MD\|HAGERSTOWN, MD\|HAGERSTOWN, MD\|FREDERICK, MD\|ANNAPOLIS, MD\|HAGERSTOWN, MD\|HAGERSTOWN, MD\|Leesburg, VA\|OAKLAND, MD\|OAKLAND, MD\|CUMBERLAND, MD\|HAGERSTOWN, MD\|WILLIAMSPORT, MD\|HAGERSTOWN, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 10, 2025	Mar 10, 2025	0	Firm change	Ibd to ibd
SUMMIT FINANCIAL GROUP INC	CUSO FINANCIAL SERVICES, L.P.	Aug 24, 2020	Apr 18, 2022	602	Firm change after gap	Ibd to ibd
M&T SECURITIES, INC.	SUMMIT FINANCIAL GROUP INC	Aug 1, 2018	Jul 20, 2018	-12	Firm change	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Mar 10, 2025 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Apr 18, 2022 to Mar 10, 2025factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jul 20, 2018 to Aug 24, 2020factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Apr 20, 2011 to Aug 1, 2018factForm ADV

Dated events

Occurred
Mar 10, 2025
Advisor changed firm
Eric Vaughn Morrow left Cuso Financial Services, L.P. for Ameriprise Financial Services, Llc (registered 2025-03-10)
Form ADVobserved 4 days ago