DFX Intelligence

A•••• T••••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

A•••• T••••••• D•••

Advisor at M•• I•••••••• S•••••••• L••

Mission Viejo, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:cd42f6fb-f33a-9f57-774d-0c50adf62261

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 20, 2025	n/a	yes	Mission Viejo, CA\|NEWPORT BEACH, CA	Current employment
E• W••••• A•••••••	Independent wealth	Jan 30, 2024	May 23, 2025	no	TORRANCE, CA\|Irvine, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• W••••• A•••••••	M•• I•••••••• S•••••••• L••	May 23, 2025	May 20, 2025	-3	Firm change	RIA to ibd
O•••• F•• I•••	E• W••••• A•••••••	Sep 25, 2023	Jan 30, 2024

Relationships

Registered with (5)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
May 20, 2025 to presentfactForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Jan 30, 2024 to May 23, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jun 13, 2022 to Sep 25, 2023factForm ADV
→ F••••••

Dated events

Occurred
May 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd42f6fb-f33a-9f57-774d-0c50adf62261
First observed: Aug 28, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.