This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Nov 24, 2020

First registration

Jan 27, 2025

Dual registered

no

Other names

NATHAN DAVID SMITH|Nathan Smith

IAPD individual key

6167873

• Occurred

  May 18, 2026
  Advisor changed firm

  Nathan David Smith left Simplicity Wealth for Foundations Investment Advisors Llc (registered 2026-06-01)

  Form ADVobserved 6 days ago
• Occurred

  Aug 7, 2025
  Advisor changed firm

  Nathan David Smith left Corecap Advisors for Simplicity Wealth (registered 2025-08-28)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cd47c56a-3e13-d452-2df8-699c6e151915

First observed

Jan 27, 2025

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.