DFX Intelligence

D•••••• D••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industrynot currently registered

D•••••• D••• T•••

Advisor at W•••••• A••••••• L•

Salt Lake City, UT

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Search this name across graphsid dfx:ria:cd50d7b7-4e25-0a67-2c49-5adc4dfa97c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A••••••• L•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A••••••• L•	Asset manager	Nov 30, 2022	n/a	yes	Salt Lake City, UT	Current employment
W•• I••••••••• I•••	Former SEC adviser	Nov 5, 2009	Jan 25, 2012	no	SEATTLE, WA\|SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• I••••••••• I•••	W•••••• A••••••• L•	Jan 25, 2012	Nov 30, 2022	3,962	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••••• A••••••• L•Registered adviserregistration: current employment
Nov 30, 2022 to presentfactForm ADV
→ W•• I••••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2009 to Jan 25, 2012factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd50d7b7-4e25-0a67-2c49-5adc4dfa97c3
First observed: Nov 5, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.