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Reading the graph
Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Charlestown, IN | LOUISVILLE, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Nov 25, 2025 | n/a | yes | LOUISVILLE, KY|Charlestown, IN | Current employment |
| HORIZON WEALTH MANAGEMENT, LLC | State registered | Sep 24, 2010 | Feb 2, 2017 | no | NEW ALBANY, IN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 27, 2007 | Jan 28, 2017 | no | NEW ALBANY, IN|NEW ALBANY, IN|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORIZON WEALTH MANAGEMENT, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Feb 2, 2017 | Nov 25, 2025 | 3,218 | Firm change after gap | Other |
| LPL FINANCIAL LLC | HORIZON WEALTH MANAGEMENT, LLC | Jan 28, 2017 | Sep 24, 2010 | -2,318 | Firm change after gap | Other |