RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• L• H••••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 25, 2025 · Louisville, Ky
- H•••••• W••••• M••••••••• L•• state registeredSep 24, 2010 to Feb 2, 2017 · New Albany, In
- L•• F•••••••• L•• BD affiliatedSep 27, 2007 to Jan 28, 2017 · New Albany, In
- H•••••• W••••• M••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Feb 2, 2017, registered Nov 25, 2025 (3218 days) · Other
- L•• F•••••••• L•• to H•••••• W••••• M••••••••• L••left Jan 28, 2017, registered Sep 24, 2010 (-2318 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address