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Advisor at OSAIC ADVISORY SERVICES, LLC
HUNT VALLEY, MD | Hunt Valley, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Feb 20, 2026 | n/a | yes | Hunt Valley, MD | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | HUNT VALLEY, MD | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Jun 12, 2012 | Jan 24, 2025 | no | HUNT VALLEY, MD|HUNT VALLEY, MD | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Oct 10, 2008 | May 23, 2012 | no | BALTIMORE, MD | Previous registration |
| CHESAPEAKE ADVISORS, INC. | n/a | Jan 1, 1998 | Jan 9, 2009 | no | CATONSVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| NFP ADVISOR SERVICES, LLC | OSAIC FA, INC. | May 23, 2012 | Jun 12, 2012 | 20 | Firm change | Other |
| CHESAPEAKE ADVISORS, INC. | NFP ADVISOR SERVICES, LLC | Jan 9, 2009 | Oct 10, 2008 | -91 | Firm change after gap | Other |