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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HAYS CAPITAL MANAGEMENT, LLC

CRD 175051

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd6023e5-e728-04d9-1dd6-054e34fad915

Data as of Mar 24, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 12, 2015 to Mar 24, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $14.0MItem 5.F on the latest filing (2017-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $14.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Accounts: 1
SEC number: 801-81156
CRD: 175051
Filings on the tape: 4
First filed: Mar 12, 2015
Latest filed: Mar 24, 2017
Organised: Limited Liability Company, Tennessee

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DODSON, MARK, TOMAS	Member	C	yes	02/2015	Mar 12, 2015	Mar 24, 2017
HAYS, JEFFREY, DAVID	CHIEF MANAGER	C	yes	02/2015	Mar 12, 2015	Mar 24, 2017
HAYS, KEITH, ALAN	Member	C	yes	02/2015	Mar 12, 2015	Mar 24, 2017
VASQUEZ, WENDY, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	02/2015	Mar 12, 2015	Mar 24, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CYPRESS CAPITAL, LLC	n/a	Independent wealth	$426M	N	yes	n/a
HAYS ADVISORY, LLC	n/a	Former SEC adviser	$293M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 24, 2017	$14.0M	$14.0M	4	3	n/a	n/a	n/a
2015	Mar 24, 2016	$5.6M	$5.6M	4	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$14.0M	$5.6M	149.6%	n/a	n/a	4	4	n/a	n/a

Relationships

Affiliated with (2)

→ HAYS ADVISORY, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CYPRESS CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← HAYS, KEITH, ALANOwnerMEMBER, ownership code C, individual
Mar 12, 2015 to presentfactForm ADV
← HAYS, JEFFREY, DAVIDOwnerCHIEF MANAGER, ownership code C, individual
Mar 12, 2015 to presentfactForm ADV
← VASQUEZ, WENDY, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 12, 2015 to presentfactForm ADV
← DODSON, MARK, TOMASOwnerMEMBER, ownership code C, individual
Mar 12, 2015 to presentfactForm ADV

Dated events

Occurred
Mar 12, 2015
First Form ADV filing
Hays Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd6023e5-e728-04d9-1dd6-054e34fad915
First observed: Mar 12, 2015
Last observed: Mar 24, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HAYS CAPITAL MANAGEMENT, LLC

CRD 175051

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd6023e5-e728-04d9-1dd6-054e34fad915

Data as of Mar 24, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DODSON, MARK, TOMAS

Member

yes

02/2015

Mar 12, 2015

Mar 24, 2017

HAYS, JEFFREY, DAVID

CHIEF MANAGER

yes

02/2015

Mar 12, 2015

Mar 24, 2017

HAYS, KEITH, ALAN

Member

yes

02/2015

Mar 12, 2015

Mar 24, 2017

VASQUEZ, WENDY, LYNN

CHIEF COMPLIANCE OFFICER

yes

02/2015

Mar 12, 2015

Mar 24, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CYPRESS CAPITAL, LLC

n/a

Independent wealth

$426M

yes

n/a

HAYS ADVISORY, LLC

n/a

Former SEC adviser

$293M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 24, 2017

$14.0M

n/a

2015

Mar 24, 2016

$5.6M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$14.0M

$5.6M

149.6%

n/a