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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CYPRESS CAPITAL, LLC

CRD 171266

FRANKLIN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa8ceab9-6c78-6e82-8a2e-ff2944c5ced1

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 7
On other graphs: 0
Observed: May 14, 2014 to Mar 18, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $426MItem 5.F on the latest filing (2026-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $426M
Private client RAUM: $418MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $47.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,547
Individual clients: 550
High net worth clients: 107
Custody, client assets: $30.9M
SEC number: 801-79771
CIK: 1729939
CRD: 171266
Filings on the tape: 45
First filed: May 14, 2014
Latest filed: Mar 18, 2026
Organised: Limited Liability Company, TN
Website: cypresscapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL PRESTON BROOKS	Chartered Financial Analyst	FRANKLIN, TN	12	26	3	no
WILLIAM RAY BEVINS	Certified Financial Planner	FRANKLIN, TN	6	30	n/a	no
LEIGH ANN LUTHER	n/a	FRANKLIN, TN	6	25	3	no
BRETT LEE LUTHER	Certified Financial Planner	FRANKLIN, TN	6	19	3	no
JOSEPH PATRICK PESSETTO	n/a	Raleigh, NC \| FRANKLIN, TN	1	28	3	no
KEITH ALAN HAYS	n/a	FRANKLIN, TN	1	31	1	no
ROBERT OWEN WALKER	Certified Financial Planner	FRANKLIN, TN	1	22	3	no
MARK TOMAS DODSON	Chartered Financial Analyst	FRANKLIN, TN	0	27	1	no
JEFFREY DAVID HAYS	n/a	FRANKLIN, TN	0	30	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROOKS, MICHAEL, PRESTON	Member	D	yes	04/2014	May 14, 2014	Nov 8, 2024
DODSON, MARK, TOMAS	Member	D	yes	04/2014	May 14, 2014	Nov 8, 2024
Luther, Taylor, Reigh	CHIEF COMPLIANCE OFFICER	Na	yes	11/2019	Dec 3, 2019	Nov 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CYPRESS CAPITAL ADVISORS, LLC	n/a	Independent wealth	$432M	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 18, 2026	$426M	$426M	12	7	1	n/a	n/a
2024	Feb 20, 2025	$414M	$414M	12	7	1	n/a	n/a
2023	Mar 27, 2024	$401M	$401M	12	6	0	n/a	n/a
2022	Mar 30, 2023	$399M	$399M	11	6	0	n/a	n/a
2021	Mar 29, 2022	$359M	$359M	11	6	0	n/a	n/a
2020	Mar 31, 2021	$309M	$309M	11	6	0	n/a	n/a
2019	Mar 30, 2020	$262M	$262M	9	5	0	n/a	n/a
2018	Mar 26, 2019	$268M	$268M	11	4	0	n/a	n/a
2017	Mar 15, 2018	$139M	$139M	12	5	0	n/a	n/a
2016	Mar 31, 2017	$88.4M	$88.4M	5	4	n/a	n/a	n/a
2015	Mar 30, 2016	$75.7M	$75.7M	4	4	n/a	n/a	n/a
2014	Feb 26, 2015	$73.0M	$73.0M	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	6	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$426M	$414M	3.0%	$399M	2.2%	12	12	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MORGAN STANLEY	2	May 27, 2020	May 27, 2020	NASHVILLE, TN	Team lift out	Wirehouse to RIA	0.0%
HAYS ADVISORY, LLC	3	Dec 31, 2018	Dec 17, 2025	FRANKLIN, TN	Firm absorbed	RIA to RIA	100.0%

Relationships

Affiliated with (4)

→ MUSIC ROW WEALTH MANAGEMENTRegistered adviserother investment adviser, control
factForm ADV
← MUSIC ROW WEALTH MANAGEMENTRegistered adviserother investment adviser, control
factForm ADV
← HAYS ADVISORY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HAYS CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (10)

← JEFFREY DAVID HAYSAdvisorregistration: previous registration
Jun 9, 2014 to Mar 6, 2019factForm ADV
← MARK TOMAS DODSONAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← ROBERT OWEN WALKERAdvisorregistration: current employment
Jul 30, 2025 to presentfactForm ADV
← KEITH ALAN HAYSAdvisorregistration: current employment
Jan 15, 2025 to presentfactForm ADV
← JOSEPH PATRICK PESSETTOAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← LEIGH ANN LUTHERAdvisorregistration: current employment
May 27, 2020 to presentfactForm ADV
← BRETT LEE LUTHERAdvisorregistration: current employment
May 27, 2020 to presentfactForm ADV
← WILLIAM RAY BEVINSAdvisorregistration: current employment
Sep 27, 2019 to presentfactForm ADV
← MICHAEL PRESTON BROOKSAdvisorregistration: current employment
Jun 11, 2014 to presentfactForm ADV
← CHRISTOPHER FORREST PRESTAdvisorregistration: previous registration
Jun 27, 2024 to Mar 3, 2025factForm ADV

Moved with (2)

← HAYS ADVISORY, LLCRegistered adviser3 advisors, firm absorbed, same day
Dec 31, 2018 to Dec 17, 2025factForm ADV
← MORGAN STANLEYRegistered adviser2 advisors, team lift out, same day
May 27, 2020 to May 27, 2020factForm ADV

Controls (3)

← DODSON, MARK, TOMASOwnerMEMBER, ownership code D, individual
May 14, 2014 to Nov 8, 2024factForm ADV
← BROOKS, MICHAEL, PRESTONOwnerMEMBER, ownership code D, individual
May 14, 2014 to Nov 8, 2024factForm ADV
← Luther, Taylor, ReighOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 3, 2019 to Nov 8, 2024factForm ADV

Dated events

Occurred
Mar 3, 2025
Advisor changed firm
Christopher Forrest Prest left Cypress Capital, Llc for Lee Danner & Bass Inc (registered 2025-03-25)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2019
Control person left
Lynn Wendy Vasquez (Chief Compliance Officer) no longer on Schedule A of Cypress Capital, Llc (listed 2019-10-08, absent 2019-12-03)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2019
Control person left
David Jeffrey Hays (Member) no longer on Schedule A of Cypress Capital, Llc (listed 2019-10-08, absent 2019-12-03)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2019
Control person left
Alan Keith Hays (Member) no longer on Schedule A of Cypress Capital, Llc (listed 2019-10-08, absent 2019-12-03)
Form ADVobserved 4 days ago
Occurred
Dec 3, 2019
Control person joined
Reigh Taylor Luther (Chief Compliance Officer) appeared on Schedule A of Cypress Capital, Llc
Form ADVobserved 4 days ago
Occurred
Mar 26, 2019
Regulatory AUM changed
Cypress Capital, Llc reported RAUM $267.9M, up 93% from $138.7M (2018-12-17 to 2019-03-26)
Form ADVobserved 4 days ago
$129M
Occurred
May 14, 2014
First Form ADV filing
Cypress Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa8ceab9-6c78-6e82-8a2e-ff2944c5ced1
First observed: May 14, 2014
Last observed: Mar 18, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CYPRESS CAPITAL, LLC

CRD 171266

FRANKLIN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa8ceab9-6c78-6e82-8a2e-ff2944c5ced1

Data as of Mar 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL PRESTON BROOKS

Chartered Financial Analyst

FRANKLIN, TN

WILLIAM RAY BEVINS

Certified Financial Planner

FRANKLIN, TN

n/a

LEIGH ANN LUTHER

n/a

FRANKLIN, TN

BRETT LEE LUTHER

Certified Financial Planner

FRANKLIN, TN

JOSEPH PATRICK PESSETTO

n/a

Raleigh, NC | FRANKLIN, TN

KEITH ALAN HAYS

n/a

FRANKLIN, TN

ROBERT OWEN WALKER

Certified Financial Planner

FRANKLIN, TN

MARK TOMAS DODSON

Chartered Financial Analyst

FRANKLIN, TN

JEFFREY DAVID HAYS

n/a

FRANKLIN, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROOKS, MICHAEL, PRESTON

Member

yes

04/2014

May 14, 2014

Nov 8, 2024

DODSON, MARK, TOMAS

Member

yes

04/2014

May 14, 2014

Nov 8, 2024

Luther, Taylor, Reigh

CHIEF COMPLIANCE OFFICER

yes

11/2019

Dec 3, 2019

Nov 8, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CYPRESS CAPITAL ADVISORS, LLC

n/a

Independent wealth

$432M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 18, 2026

$426M

n/a

2024

Feb 20, 2025

$414M

n/a

2023

Mar 27, 2024

$401M

n/a

2022

Mar 30, 2023

$399M

n/a

2021

Mar 29, 2022

$359M

n/a

2020

Mar 31, 2021

$309M

n/a

2019

Mar 30, 2020

$262M

n/a

2018

Mar 26, 2019

$268M

n/a

2017

Mar 15, 2018

$139M

n/a

2016

Mar 31, 2017

$88.4M

n/a

2015

Mar 30, 2016

$75.7M

n/a

2014

Feb 26, 2015

$73.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$426M

$414M

3.0%

$399M

2.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MORGAN STANLEY

May 27, 2020

NASHVILLE, TN

Team lift out

Wirehouse to RIA

0.0%

HAYS ADVISORY, LLC

Dec 31, 2018

Dec 17, 2025

FRANKLIN, TN

Firm absorbed

RIA to RIA

100.0%