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Reading the graph
Advisor at DEW WEALTH MANAGEMENT
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DEW WEALTH MANAGEMENT | Independent wealth | Dec 24, 2020 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| OPTIMA CAPITAL MANAGEMENT | Independent wealth | Sep 14, 2020 | Nov 4, 2020 | no | TEMPE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPTIMA CAPITAL MANAGEMENT | DEW WEALTH MANAGEMENT | Nov 4, 2020 | Dec 24, 2020 | 50 | Firm change | RIA to RIA |