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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

MARK DENNIS FADLING

Advisor at SEACREST WEALTH MANAGEMENT, LLC

MEDFORD, OR | PURCHASE, NY

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Search this name across graphsid dfx:ria:cd6791a2-4459-3005-9582-b42939a52709

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEACREST WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 29, 1991
First registration: Apr 23, 2003
Dual registered: yes, broker-dealer
Other names: MARK FADLING
IAPD individual key: 2181133

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEACREST WEALTH MANAGEMENT, LLC	Independent wealth	May 12, 2011	n/a	yes	MEDFORD, OR\|PURCHASE, NY	Current employment
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 31, 2009	no	MEDFORD, OR	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 5, 2003	Apr 2, 2007	no	MEDFORD, OR\|MEDFORD, OR	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 23, 2003	Sep 19, 2003	no	MEDFORD, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY & CO. LLC	SEACREST WEALTH MANAGEMENT, LLC	Mar 31, 2009	May 12, 2011	772	Firm change after gap	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY DW INC.	Sep 19, 2003	Sep 5, 2003	-14	Firm change	Other

Relationships

Registered with (4)

→ SEACREST WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 12, 2011 to presentfactForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 31, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 5, 2003 to Apr 2, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 23, 2003 to Sep 19, 2003factForm ADV

Dated events

No dated event names this entity yet.