RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D••••• F••••••
- S••••••• W••••• M••••••••• L•• independent RIA currentsince May 12, 2011 · Medford, Or
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Mar 31, 2009 · Medford, Or
- M••••• S•••••• D• I••• unclassifiedSep 5, 2003 to Apr 2, 2007 · Medford, Or
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 23, 2003 to Sep 19, 2003 · Medford, Or
- M••••• S•••••• • C•• L•• to S••••••• W••••• M••••••••• L••left Mar 31, 2009, registered May 12, 2011 (772 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••left Sep 19, 2003, registered Sep 5, 2003 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address