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RIA / WealthAdvisorCertified Financial Planner15 years in industry

ANDREAS JAMES SCOTT

Advisor at MARINER

Bloomington, MN

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Search this name across graphsid dfx:ria:cd687102-776b-3c75-3d59-edeefd34b380

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Sep 2, 2011
First registration: Dec 23, 2013
Dual registered: no
IAPD individual key: 5895858

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Sep 26, 2018	n/a	yes	Bloomington, MN	Current employment
CARLSON CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 14, 2016	Oct 12, 2018	no	HASTINGS, MN\|NORTHFIELD, MN	Previous registration
TOTAL WEALTH ADVISORS, LLC	Independent wealth	Jan 16, 2015	Sep 6, 2016	no	HOPKINS, MN	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 23, 2013	Jan 7, 2015	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARLSON CAPITAL MANAGEMENT, LLC	Mariner	Oct 12, 2018	Sep 26, 2018	-16	Firm change	RIA to RIA
TOTAL WEALTH ADVISORS, LLC	CARLSON CAPITAL MANAGEMENT, LLC	Sep 6, 2016	Oct 14, 2016	38	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	TOTAL WEALTH ADVISORS, LLC	Jan 7, 2015	Jan 16, 2015	9	Firm change	Other

Relationships

Registered with (4)

→ MARINERRegistered adviserregistration: current employment
Sep 26, 2018 to presentfactForm ADV
→ CARLSON CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 14, 2016 to Oct 12, 2018factForm ADV
→ TOTAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 16, 2015 to Sep 6, 2016factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Dec 23, 2013 to Jan 7, 2015factForm ADV

Dated events

No dated event names this entity yet.