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Advisor at RIA ADVISORY GROUP, LLC
DES MOINES, IA | Ames, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RIA ADVISORY GROUP, LLC | Independent wealth | Aug 3, 2020 | n/a | yes | Ames, IA|DES MOINES, IA | Current employment |
| BALEFIRE, LLC | Independent wealth | Aug 1, 2018 | Jul 24, 2020 | no | Des Moines, IA|DALLAS, TX | Previous registration |
| BALEFIRE, LLC | Independent wealth | Aug 8, 2014 | Dec 31, 2017 | no | AMES, IA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 6, 2002 | Oct 29, 2015 | no | AMES, IA|AMES, IA|AMES, IA|DES MOINES, IA | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | Jul 10, 2001 | Dec 16, 2002 | no | AMES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BALEFIRE, LLC | RIA ADVISORY GROUP, LLC | Jul 24, 2020 | Aug 3, 2020 | 10 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | BALEFIRE, LLC | Oct 29, 2015 | Aug 8, 2014 | -447 | Firm change after gap | Other |
| PIPER SANDLER & CO. | LPL FINANCIAL LLC | Dec 16, 2002 | Dec 6, 2002 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:168733:IA:2015-10-28 | Oct 29, 2015 | Aug 8, 2014 | DES MOINES, IA | Firm change after gap |