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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ALISON K SABRAN

Advisor at LPL FINANCIAL LLC

TORRANCE, CA

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Search this name across graphsid dfx:ria:cd6d8814-e0a4-fd5b-ab24-72265d526b30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 22, 2008
First registration: Sep 26, 2008
Dual registered: yes, broker-dealer
Other names: ALISON D KITTER|ALISON D SABRAN
IAPD individual key: 5197120

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2018	n/a	yes	TORRANCE, CA	Current employment
CLG LLC	Independent wealth	Apr 11, 2017	May 1, 2018	no	Gardena, CA	Previous registration
EP WEALTH ADVISORS	Independent wealth	Jun 24, 2016	Jan 31, 2017	no	TORRANCE, CA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jun 6, 2016	no	SCHAUMBURG, IL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 28, 2011	Jan 21, 2014	no	EL SEGUNDO, CA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Nov 28, 2011	Jun 6, 2016	no	EL SEGUNDO, CA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 26, 2008	Jun 6, 2016	no	GARDENA, CA\|LONG BEACH, CA\|EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLG LLC	LPL FINANCIAL LLC	May 1, 2018	May 1, 2018	0	Firm change	RIA to RIA
EP WEALTH ADVISORS	CLG LLC	Jan 31, 2017	Apr 11, 2017	70	Firm change	Other
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 6, 2016	Jan 21, 2014	-867	Firm change after gap	Other
CETERA INVESTMENT ADVISERS LLC	EP WEALTH ADVISORS	Jun 6, 2016	Jun 24, 2016	18	Firm change	Other
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT SERVICES LLC	Jun 6, 2016	Nov 28, 2011	-1,652	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	CETERA ADVISORS LLC	Jan 21, 2014	Nov 28, 2011	-785	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282605:6413:CA:2018-05-01	May 1, 2018	May 1, 2018	GARDENA, CA	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2018 to presentfactForm ADV
→ CLG LLCRegistered adviserregistration: previous registration
Apr 11, 2017 to May 1, 2018factForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
Jun 24, 2016 to Jan 31, 2017factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Nov 28, 2011 to Jun 6, 2016factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jun 6, 2016factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 26, 2008 to Jun 6, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 28, 2011 to Jan 21, 2014factForm ADV

Dated events

No dated event names this entity yet.