C•••• J•• O••••

Advisor at V••••••••• W••••• M••••••••• L••

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd7107cf-a259-92f6-9989-a21d35560ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• W••••• M••••••••• L••	Independent wealth	Oct 28, 2009	n/a	yes	LAKE OSWEGO, OR	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	Aug 4, 2003	Nov 23, 2009	no	LAKE OSWEGO, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	V••••••••• W••••• M••••••••• L••	Nov 23, 2009	Oct 28, 2009	-26	Firm change	Other
V••••••• I••••••••• A•••••••• I•••	K•• F•••••••• S•••••••• I••	May 23, 2003	Aug 4, 2003

Relationships

Registered with (3)

→ V••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 28, 2009 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Aug 4, 2003 to Nov 23, 2009factForm ADV
→ V••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 28, 2002 to May 23, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd7107cf-a259-92f6-9989-a21d35560ce8
First observed: Feb 28, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.