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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MARNI KRISTINE ANGUS

Advisor at STRATOS WEALTH PARTNERS, LTD

McFarland, WI | Beachwood, OH

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Search this name across graphsid dfx:ria:cd7397ae-65bc-cdcc-2e73-c99b1e6a8569

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Aug 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATOS WEALTH PARTNERS, LTD
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Jul 31, 2007
First registration: Aug 21, 2007
Dual registered: yes, broker-dealer
Other names: MARNI KRISTINE WINN
IAPD individual key: 5183884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATOS WEALTH ADVISORS LLC	Independent wealth	Mar 13, 2026	n/a	yes	Beachwood, OH\|McFarland, WI	Current employment
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Mar 13, 2026	n/a	yes	Beachwood, OH\|McFarland, WI	Current employment
MORGAN STANLEY	Wirehouse	Dec 4, 2024	Feb 27, 2026	no	McFarland, WI\|Middleton, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 11, 2015	Nov 27, 2024	no	PEWAUKEE, WI\|FORT MILL, SC\|MC FARLAND, WI\|MCFARLAND, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Jul 3, 2012	Mar 2, 2015	no	MILWAUKEE, WI\|CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 29, 2010	Apr 17, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Aug 21, 2007	Aug 17, 2012	no	MILWAUKEE, WI\|MADISON, WI\|MILWAUKEE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	STRATOS WEALTH ADVISORS LLC	Feb 27, 2026	Mar 13, 2026	14	Firm change	Wirehouse to RIA
LPL FINANCIAL LLC	MORGAN STANLEY	Nov 27, 2024	Dec 4, 2024	7	Firm change	Ibd to wirehouse
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 2, 2015	Mar 11, 2015	9	Firm change	Other
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 17, 2012	Apr 29, 2010	-841	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 17, 2012	Jul 3, 2012	77	Bulk transfer	Other

Relationships

Registered with (7)

→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ STRATOS WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 4, 2024 to Feb 27, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 11, 2015 to Nov 27, 2024factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Jul 3, 2012 to Mar 2, 2015factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 21, 2007 to Aug 17, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 29, 2010 to Apr 17, 2012factForm ADV

Dated events

Occurred
Feb 27, 2026
Advisor changed firm
Marni Kristine Angus left Morgan Stanley for Stratos Wealth Advisors Llc (registered 2026-03-13)
Form ADVobserved 4 days ago
Occurred
Nov 27, 2024
Advisor changed firm
Marni Kristine Angus left Lpl Financial Llc for Morgan Stanley (registered 2024-12-04)
Form ADVobserved 4 days ago