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Reading the graph
Advisor at GUARDIAN CAPITAL, LLC
WEXFORD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GUARDIAN CAPITAL, LLC | Independent wealth | Feb 25, 2025 | n/a | yes | WEXFORD, PA | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Jan 3, 2019 | Feb 11, 2025 | no | PITTSBURGH, PA | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 11, 2018 | Nov 1, 2018 | no | PITTSBURGH, PA | Previous registration |
| EDWARD JONES | National bd RIA | Aug 31, 2017 | Feb 27, 2018 | no | Sewickley, PA|ST LOUIS, MO|SEWICKLEY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | GUARDIAN CAPITAL, LLC | Feb 11, 2025 | Feb 25, 2025 | 14 | Firm change | Ibd to RIA |
| EDWARD JONES | PNC WEALTH MANAGEMENT | Feb 27, 2018 | May 11, 2018 | 73 | Firm change | Ibd to ibd |