RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• H••••• P•••••
- G••••••• C••••••• L•• independent RIA currentsince Feb 25, 2025 · Wexford, Pa
- P•• W••••• M••••••••• BD affiliatedJan 3, 2019 to Feb 11, 2025 · Pittsburgh, Pa
- P•• W••••• M••••••••• BD affiliatedMay 11, 2018 to Nov 1, 2018 · Pittsburgh, Pa
- E••••• J•••• national BDAug 31, 2017 to Feb 27, 2018 · Sewickley, Pa
- P•• W••••• M••••••••• to G••••••• C••••••• L••left Feb 11, 2025, registered Feb 25, 2025 (14 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to P•• W••••• M•••••••••left Feb 27, 2018, registered May 11, 2018 (73 days) · Affiliated broker-dealer or bank to another
- B••••••• H••••• P••••• left P•• W••••• M••••••••• for G••••••• C••••••• L•• (registered 2025-02-25)Feb 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address