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CRD 107662
RADNOR, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-05 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADLER, NATALIE, PERNA | SENIOR PORTFOLIO MANAGER | Na | yes | 01/2019 | Mar 30, 2012 | Jul 29, 2024 |
| BASILE, ANTHONY, JAMES | MANAGING DIRECTOR | Na | yes | 01/1996 | Mar 30, 2012 | Jul 29, 2024 |
| BASILE, ANTHONY, JAMES | ELECTED MANAGER | F | yes | 07/2015 | Mar 30, 2012 | Jul 29, 2024 |
| BELTRAITH CAPITAL, LLC | Member | D | yes | 07/2015 | Sep 3, 2015 | Jul 29, 2024 |
| CALDWELL, DONALD, RICHARD | ELECTED MANAGER | F | yes | 05/2009 | Jan 31, 2019 | Jul 29, 2024 |
| CLARKE, KIMBERLY, ANN | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2019 | Jan 31, 2019 | Jul 29, 2024 |
| HABECKER, GAIL, MORGAN | DIRECTOR OF RESEARCH | Na | yes | 07/2015 | Mar 30, 2012 | Jul 29, 2024 |
| IMASOGIE, OSAGIE, OLUFELA | ELECTED MANAGER | F | yes | 05/2009 | Jan 31, 2019 | Jul 29, 2024 |
| LEEVY, WAYNE, O | CHIEF FINANCIAL OFFICER | Na | yes | 07/2015 | Sep 3, 2015 | Jul 29, 2024 |
| LEEVY, WAYNE, O | ELECTED MANAGER | F | yes | 05/2009 | Sep 3, 2015 | Jul 29, 2024 |
| LOMAX, BENNETT, PERRY | ELECTED MANAGER | Na | yes | 07/2015 | Sep 3, 2015 | Jul 29, 2024 |
| LOMAX, BENNETT, PERRY | ELECTED MANAGER | F | yes | 05/2009 | Sep 3, 2015 | Jul 29, 2024 |
| LOWE, WINSTON, IRVIN | ELECTED MANAGER | F | yes | 05/2009 | Jan 31, 2019 | Jul 29, 2024 |
| SANDERS, STEVEN, LEROY | ELECTED MANAGER | C | yes | 05/2009 | Sep 3, 2015 | Jul 29, 2024 |
| SANDERS, STEVEN, LEROY | CHIEF EXECUTIVE OFFICER | Na | yes | 07/2015 | Sep 3, 2015 | Jul 29, 2024 |
| ZACKROFF, RICHARD, ALLEN | MANAGING DIRECTOR | Na | yes | 01/1996 | Mar 30, 2012 | Jul 29, 2024 |
| ZACKROFF, RICHARD, ALLEN | ELECTED MANAGER | F | yes | 07/2015 | Mar 30, 2012 | Jul 29, 2024 |
| ADVISORS HOLDING, LLC | Member | C | no | 01/2003 | Mar 30, 2012 | Jul 29, 2024 |
| CALDWELL, DONALD, RICHARD | ELECTED MANAGER | Na | no | 07/2015 | Jan 31, 2019 | Jul 29, 2024 |
| IMASOGIE, OSAGIE, OLUFELA | ELECTED MANAGER | Na | no | 07/2015 | Jan 31, 2019 | Jul 29, 2024 |
| LOWE, WINSTON, IRVIN | ELECTED MANAGER | Na | no | 07/2015 | Jan 31, 2019 | Jul 29, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STONERIDGE INVESTMENT PARTNERS LLC | n/a | Former SEC adviser | $152M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 16, 2026 | $391M | $93.6M | 8 | 2 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $404M | $95.7M | 8 | 2 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $982M | $659M | 12 | 6 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.0B | $283M | 12 | 6 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $1.4B | $1.1B | 11 | 6 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $1.5B | $1.2B | 13 | 7 | 0 | n/a | n/a |
| 2019 | Mar 29, 2020 | $1.8B | $1.4B | 13 | 7 | 0 | n/a | n/a |
| 2018 | Jan 31, 2019 | $1.9B | $1.4B | 13 | 7 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.4B | $1.4B | 9 | 7 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | $1.7B | $1.7B | 9 | 7 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $1.4B | $1.4B | 8 | 6 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.1B | $1.1B | 5 | 4 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $1.1B | $1.1B | 5 | 4 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $1.3B | $1.3B | 5 | 4 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $1.4B | $1.4B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $774M | $404M | 91.8% | $1.0B | -9.0% | 11 | 8 | 0 | 0 |