DFX Intelligence
Data Factory
Reading the graph
Reading the graph
STONERIDGE INVESTMENT PARTNERS LLC, CRD 109261
RADNOR, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BELTRAITH CAPITAL, LLC | Member | D | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| BROWN, PHILIP, HERBERT | President | A | yes | 10/1999 | Mar 21, 2012 | Mar 25, 2024 |
| CALDWELL, DONALD, RICHARD | ELECTED MANAGER | Na | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| CALDWELL, DONALD, RICHARD | ELECTED MANAGER | F | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| CLARKE, KIMBERLY, ANN | CHIEF COMPLIANCE OFFICER | Na | yes | 02/2016 | Mar 29, 2016 | Mar 25, 2024 |
| FOREFRONT ANALYTICS, LLC | Member | C | yes | 05/2020 | Jun 1, 2020 | Mar 25, 2024 |
| GECZY, CHRISTOPHER, CHARLES | ELECTED MANAGER | C | yes | 05/2020 | Jun 1, 2020 | Mar 25, 2024 |
| IMASOGIE, OSAGIE, OLUFELA | ELECTED MANAGER | F | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| IMASOGIE, OSAGIE, OLUFELA | ELECTED MANAGER | Na | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| LEEVY, WAYNE, O | COO AND CFO | Na | yes | 12/2013 | Mar 21, 2012 | Mar 25, 2024 |
| LEEVY, WAYNE, O | ELECTED MANAGER | F | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| LOMAX, BENNETT, PERRY | ELECTED MANAGER | F | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| LOMAX, BENNETT, PERRY | ELECTED MANAGER | Na | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| LOWE, WINSTON, IRVIN | ELECTED MANAGER | F | yes | 05/2009 | Mar 28, 2018 | Mar 25, 2024 |
| LOWE, WINSTON, IRVIN | ELECTED MANAGER | Na | yes | 05/2009 | Mar 28, 2018 | Mar 25, 2024 |
| SANDERS, STEVEN, LEROY | ELECTED MANAGER | D | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| SANDERS, STEVEN, LEROY | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2009 | Mar 21, 2012 | Mar 25, 2024 |
| STOCKE, JOSEPH, EDWARD | CO-CHIEF INVESTMENT OFFICER | A | yes | 10/1999 | Mar 21, 2012 | Mar 25, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STONERIDGE PMG ADVISORS, LLC | n/a | Institutional manager | $774M | N | yes | n/a |
| FOREFRONT ANALYTICS, LLC | n/a | Mixed wealth | $679M | N | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 16, 2026 | $152M | $152M | 10 | 6 | 0 | n/a | n/a |
| 2024 | Mar 26, 2025 | $286M | $286M | 10 | 6 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $243M | $243M | 10 | 6 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $188M | $188M | 10 | 6 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $225M | $225M | 10 | 6 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $179M | $179M | 10 | 6 | 0 | n/a | n/a |
| 2019 | Mar 29, 2020 | $302M | $302M | 10 | 6 | 1 | n/a | n/a |
| 2018 | Mar 27, 2019 | $332M | $332M | 10 | 6 | 1 | n/a | n/a |
| 2017 | Mar 28, 2018 | $649M | $649M | 11 | 6 | 1 | n/a | n/a |
| 2016 | Mar 8, 2017 | $779M | $779M | 12 | 7 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $764M | $764M | 12 | 7 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.2B | $1.2B | 14 | 8 | n/a | n/a | n/a |
| 2013 | Mar 26, 2014 | $1.0B | $1.0B | 15 | 8 | n/a | n/a | n/a |
| 2012 | Mar 22, 2013 | $861M | $861M | 16 | 8 | n/a | n/a | n/a |
| 2011 | Mar 21, 2012 | $564M | $564M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $152M | $286M | -46.8% | $188M | -6.8% | 10 | 10 | 0 | 0 |