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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | St. Louis, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | May 1, 2024 | n/a | yes | NEW ORLEANS, LA|St. Louis, MO | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 9, 2017 | May 1, 2024 | no | ST LOUIS, MO | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 8, 2014 | Feb 14, 2017 | no | Clayton, MO|CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | NEWEDGE ADVISORS | May 1, 2024 | May 1, 2024 | 0 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 14, 2017 | Feb 9, 2017 | -5 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:171351:MO:2024-05-01 | May 1, 2024 | May 1, 2024 | ST LOUIS, MO | Firm change |
| 79:705:MO:2017-02-14 | Feb 14, 2017 | Feb 9, 2017 | CLAYTON, MO | Firm change |