DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
Highlands Ranch, CO | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Oct 15, 2018 | n/a | yes | GREENWOOD VILLAGE, CO|Highlands Ranch, CO | Current employment |
| J••• M••••• I••••••••• I••••••••• | Former SEC adviser | Jan 12, 2011 | Dec 31, 2011 | no | ENGLEWOOD, CO|OVERLAND PARK, KS |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• I••••••••• I••••••••• | E•••••• A••••••• G••••• L•• | Dec 31, 2011 | Oct 15, 2018 | 2,480 | Firm change after gap | Other |
| C•••• I••••••••• S••••••• C•••• | J••• M••••• I••••••••• I••••••••• | Dec 31, 2010 | Jan 12, 2011 |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Apr 16, 2008 | Dec 31, 2010 | no | ENGLEWOOD, CO | Previous registration |
| J••• M••••• I••••••••• I••••••••• | Former SEC adviser | Jul 11, 2007 | Jul 18, 2008 | no | ENGLEWOOD, CO | Previous registration |
| 12 |
| Firm change |
| Other |
| J••• M••••• I••••••••• I••••••••• | C•••• I••••••••• S••••••• C•••• | Jul 18, 2008 | Apr 16, 2008 | -93 | Firm change after gap | Other |