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C••• P•••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

C••• P•••••• E•••••••

Advisor at Q•••••• S••••••••• I•••

LACEY, WA

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Search this name across graphsid dfx:ria:cd921da3-a825-aabd-78b1-42dcb83a7f85

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••••• S••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 23, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 30derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••••• S••••••••• I•••	State registered	Oct 27, 1995	n/a	yes	LACEY, WA	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	Dec 12, 2017	Jun 4, 2018	no	Lacey, WA\|TUKWILA, WA\|LAFAYETTE, CA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	n/a	Jun 4, 2018	n/a	n/a	Departure no registered destination	Departure
T••••••••• F•••••••• A•••••••• I•••	S••••••• I••••••••• I•••	Nov 18, 2002	Dec 12, 2017	5,503

Relationships

Registered with (3)

→ Q•••••• S••••••••• I•••Registered adviserregistration: current employment
Oct 27, 1995 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Dec 12, 2017 to Jun 4, 2018factForm ADV
→ T••••••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2002 to Nov 18, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd921da3-a825-aabd-78b1-42dcb83a7f85
First observed: Oct 31, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.