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Registered advisor
C••• P•••••• E•••••••
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
30 y
since Oct 27, 1995
In the industry
42 y
since Sep 23, 1983 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Q•••••• S••••••••• I••• state registered currentsince Oct 27, 1995 · Lacey, Wa
- S••••••• I••••••••• I••• formerDec 12, 2017 to Jun 4, 2018 · Lacey, Wa
- T••••••••• F•••••••• A•••••••• I••• unclassifiedOct 31, 2002 to Nov 18, 2002 · Kent, Wa
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to no registered destinationleft Jun 4, 2018 · Departure, no registered destination
- T••••••••• F•••••••• A•••••••• I••• to S••••••• I••••••••• I•••left Nov 18, 2002, registered Dec 12, 2017 (5503 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address