DFX Intelligence

N•••••• E•••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner12 years in industry

N•••••• E•••••••• D••••••

Advisor at C•••••• F•••••••• P•••••••• L••

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cd9500a7-b1ed-c69c-1de1-9b5bbb135690

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• P•••••••• L••	Independent wealth	Apr 30, 2024	n/a	yes	SAN DIEGO, CA	Current employment
C••••••• P•••••••	Independent wealth	Oct 15, 2018	Aug 28, 2023	no	ESCONDIDO, CA\|OVERLAND PARK, KS\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	C•••••• F•••••••• P•••••••• L••	Aug 28, 2023	Apr 30, 2024	246	Firm change	RIA to RIA
M••••••	C••••••• P•••••••	Oct 15, 2018	Oct 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
105348:326620:CA:2023-08-28	Aug 28, 2023	Apr 30, 2024	SAN DIEGO, CA	Firm change

Relationships

Registered with (3)

→ C•••••• F•••••••• P•••••••• L••Registered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Oct 15, 2018 to Aug 28, 2023factForm ADV
→ M••••••Registered adviserregistration: previous registration
Sep 10, 2015 to Oct 15, 2018factForm ADV

Dated events

Occurred
Aug 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd9500a7-b1ed-c69c-1de1-9b5bbb135690
First observed: Sep 10, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.