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Advisor at LPL FINANCIAL LLC
BEVERLY HILLS, CA | SAN DIEGO, CA | Beverly Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 19, 2025 | n/a | yes | Beverly Hills, CA|SAN DIEGO, CA|BEVERLY HILLS, CA | Current employment |
| WEDBUSH SECURITIES INC. | Bd affiliated wealth | Jun 27, 2007 | May 19, 2025 | no | LOS ANGELES, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|Pasadena, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|PASADENA, CA|MALIBU, CA | Previous registration |
| BROOKSTREET SECURITIES CORPORATION | n/a | Feb 8, 2006 | Jun 27, 2007 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEDBUSH SECURITIES INC. | LPL FINANCIAL LLC | May 19, 2025 | May 19, 2025 | 0 | Firm change | Ibd to ibd |
| BROOKSTREET SECURITIES CORPORATION | WEDBUSH SECURITIES INC. | Jun 27, 2007 | Jun 27, 2007 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 877:6413:CA:2025-05-19 | May 19, 2025 | May 19, 2025 | MALIBU, CA | Firm change |