RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince May 19, 2025 · Beverly Hills, Ca
- W•••••• S••••••••• I••• BD affiliatedJun 27, 2007 to May 19, 2025 · Los Angeles, Ca
- B••••••••• S••••••••• C••••••••• unclassifiedFeb 8, 2006 to Jun 27, 2007 · Beverly Hills, Ca
- W•••••• S••••••••• I••• to L•• F•••••••• L••left May 19, 2025, registered May 19, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- B••••••••• S••••••••• C••••••••• to W•••••• S••••••••• I•••left Jun 27, 2007, registered Jun 27, 2007 (0 days) · Other
- J•••••• M••• R••••• left W•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-05-19)May 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address