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Advisor at OSAIC WEALTH, INC.
LEE'S SUMMIT, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | LEE'S SUMMIT, MO | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | May 23, 2003 | Nov 3, 2023 | no | LEE'S SUMMIT, MO | Previous registration |
| PENTRUST ADVISORS | n/a | May 17, 1994 | Apr 1, 2011 | no | KANSAS CITY, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| PENTRUST ADVISORS | FSC SECURITIES CORPORATION | Apr 1, 2011 | May 23, 2003 | -2,870 | Firm change after gap | Other |