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Advisor at FIRST PACIFIC FINANCIAL, INC.
PORTLAND, OR | VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST PACIFIC FINANCIAL, INC. | Independent wealth | Apr 20, 2017 | n/a | yes | PORTLAND, OR|VANCOUVER, WA | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Apr 14, 2017 | Dec 31, 2017 | no | VANCOUVER, WA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Jun 15, 2009 | Nov 28, 2016 | no | VANCOUVER, WA|LONGVIEW, WA | Previous registration |
| GENEOS WEALTH MANAGEMENT, INC. | Bd affiliated wealth | Mar 11, 2008 | Mar 3, 2009 | no | PORTLAND, OR | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jan 25, 2006 | Mar 11, 2008 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | FIRST PACIFIC FINANCIAL, INC. | Dec 31, 2017 | Apr 20, 2017 | -255 | Firm change after gap | Other |
| GENEOS WEALTH MANAGEMENT, INC. | KMS FINANCIAL SERVICES, INC | Mar 3, 2009 | Jun 15, 2009 | 104 | Firm change | Other |
| CUSO FINANCIAL SERVICES, L.P. | GENEOS WEALTH MANAGEMENT, INC. | Mar 11, 2008 | Mar 11, 2008 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3866:284736:WA:2017-12-31 | Dec 31, 2017 | Apr 20, 2017 | VANCOUVER, WA | Firm change after gap |