RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L••••• E•••••
- F•••• P•••••• F••••••••• I••• independent RIA currentsince Apr 20, 2017 · Portland, Or
- K•• F•••••••• S•••••••• I•• formerApr 14, 2017 to Dec 31, 2017 · Vancouver, Wa
- K•• F•••••••• S•••••••• I•• formerJun 15, 2009 to Nov 28, 2016 · Vancouver, Wa
- G••••• W••••• M••••••••• I••• BD affiliatedMar 11, 2008 to Mar 3, 2009 · Portland, Or
- C••• F•••••••• S•••••••• L••• formerJan 25, 2006 to Mar 11, 2008 · Portland, Or
- K•• F•••••••• S•••••••• I•• to F•••• P•••••• F••••••••• I•••left Dec 31, 2017, registered Apr 20, 2017 (-255 days) · Other · moved with a team
- G••••• W••••• M••••••••• I••• to K•• F•••••••• S•••••••• I••left Mar 3, 2009, registered Jun 15, 2009 (104 days) · Other
- C••• F•••••••• S•••••••• L••• to G••••• W••••• M••••••••• I•••left Mar 11, 2008, registered Mar 11, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address