DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

STACEY B KOZIATEK

Advisor at UBS FINANCIAL SERVICES INC.

Augusta, MO | CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdb1c57e-7b7d-26b6-cbee-0b2ab6ff9b5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 22, 2004
First registration: Jun 23, 2004
Dual registered: yes, broker-dealer
Other names: STACEY BETH CROWDERBIELE|STACEY BETH CROWDER|STACEY BETH BIELE|STACEY BETH CROWDERBIELE|STACEY BETH CROWDER-BIELE|Stacey Crowder-Biele|STACEY B CROWDER-BIELE
IAPD individual key: 4357060

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 30, 2023	n/a	yes	CHESTERFIELD, MO\|Augusta, MO	Current employment
MORGAN STANLEY	Wirehouse	Oct 31, 2018	Dec 15, 2023	no	Chesterfield, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 1, 2005	Apr 10, 2017	no	FRONTENAC, MO\|CHESTERFIELD, MO\|CHESTERFIELD, MO	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 23, 2004	Jul 6, 2005	no	CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Dec 15, 2023	Nov 30, 2023	-15	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Apr 10, 2017	Oct 31, 2018	569	Firm change after gap	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 6, 2005	Jul 1, 2005	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:8174:MO:2023-12-15	Dec 15, 2023	Nov 30, 2023	CHESTERFIELD, MO	Firm change

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 31, 2018 to Dec 15, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 1, 2005 to Apr 10, 2017factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 23, 2004 to Jul 6, 2005factForm ADV

Dated events

Occurred
Dec 15, 2023
Advisor changed firm
Stacey B Koziatek left Morgan Stanley for Ubs Financial Services Inc. (registered 2023-11-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdb1c57e-7b7d-26b6-cbee-0b2ab6ff9b5f
First observed: Jun 23, 2004
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STACEY B KOZIATEK

Advisor at UBS FINANCIAL SERVICES INC.

Augusta, MO | CHESTERFIELD, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdb1c57e-7b7d-26b6-cbee-0b2ab6ff9b5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

UBS FINANCIAL SERVICES INC.

Wirehouse

Nov 30, 2023

n/a

yes

CHESTERFIELD, MO|Augusta, MO

Current employment

MORGAN STANLEY

Wirehouse

Oct 31, 2018

Dec 15, 2023

Chesterfield, MO

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Jul 1, 2005

Apr 10, 2017

FRONTENAC, MO|CHESTERFIELD, MO|CHESTERFIELD, MO

Previous registration

MORGAN STANLEY DW INC.

n/a

Jun 23, 2004

Jul 6, 2005

CHESTERFIELD, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

Dec 15, 2023

Nov 30, 2023

-15

Firm change

Wirehouse to wirehouse

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

Apr 10, 2017

Oct 31, 2018

569

Firm change after gap

Wirehouse to wirehouse

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jul 6, 2005

Jul 1, 2005

-5

Firm change

Other

Team

Left

Joined

From

Kind

149777:8174:MO:2023-12-15

Dec 15, 2023

Nov 30, 2023

CHESTERFIELD, MO

Firm change