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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

POEHLING CAPITAL MANAGEMENT, INC.

CRD 131668

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdbd4c1e-40bf-aa0f-d7bd-5476b5bbc047

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2012 to Feb 10, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $591MItem 5.F on the latest filing (2026-02-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $591M
Private client RAUM: $568MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $98.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,489
Individual clients: 261
High net worth clients: 162
Custody, client assets: $205M
SEC number: 801-63189
CRD: 131668
Filings on the tape: 46
First filed: Mar 27, 2012
Latest filed: Feb 10, 2026
Organised: Corporation, WI

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PATRICK WILLIAM POEHLING	n/a	MADISON, WI	22	25	n/a	no
FREDERICK BENJAMIN GENZ	Certified Financial Planner	LA CROSSE, WI \| MADISON, WI	11	16	n/a	no
Evan Michael Kurkowski	n/a	MADISON, WI	5	12	n/a	no
BRYCE WILLIAM SCHUSTER	n/a	MADISON, WI \| VERONA, WI	2	12	n/a	no
THOMAS RONALD POEHLING	n/a	MADISON, WI	1	36	1	no
ANNE LAUBE	Certified Financial Planner	MADISON, WI	1	16	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GENZ, FREDERICK, BENJAMIN	DIRECTOR OF FINANCIAL PLANS	A	yes	01/2020	Mar 11, 2021	Dec 19, 2024
POEHLING, PATRICK, WILLIAM	VICE PRESIDENT	B	yes	05/2004	Mar 27, 2012	Dec 19, 2024
POEHLING, THOMAS, RONALD	PRESIDENT, SECRETARY, TREASURER	E	yes	05/2004	Mar 27, 2012	Dec 19, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	10/2011	Mar 27, 2012	Dec 19, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Onalaska	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 10, 2026	$591M	$591M	6	6	1	n/a	n/a
2024	Mar 10, 2025	$489M	$489M	5	5	1	n/a	n/a
2023	Feb 14, 2024	$416M	$411M	5	5	1	n/a	n/a
2022	Feb 22, 2023	$338M	$335M	5	4	1	n/a	n/a
2021	Mar 4, 2022	$381M	$377M	5	3	1	n/a	n/a
2020	Mar 11, 2021	$316M	$311M	5	3	1	n/a	n/a
2019	Mar 17, 2020	$276M	$276M	5	3	1	n/a	n/a
2018	Mar 20, 2019	$229M	$228M	5	4	2	n/a	n/a
2017	Mar 29, 2018	$278M	$278M	5	4	1	n/a	n/a
2016	Mar 23, 2017	$218M	$218M	5	2	n/a	n/a	n/a
2015	Mar 7, 2016	$200M	$200M	5	4	n/a	n/a	n/a
2014	Mar 25, 2015	$200M	$200M	5	4	n/a	n/a	n/a
2013	Mar 19, 2014	$196M	$177M	4	4	n/a	n/a	n/a
2012	Mar 27, 2013	$137M	$123M	5	5	n/a	n/a	n/a
2011	Mar 27, 2012	$103M	$95.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$591M	$489M	20.8%	$338M	20.5%	6	5	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLC	2	Dec 16, 2015	Oct 28, 2015	MADISON, WI	Team lift out	Other	33.3%

Relationships

Registered with (12)

← ANNE LAUBEAdvisorregistration: current employment
Jul 1, 2025 to presentfactForm ADV
← THOMAS RONALD POEHLINGAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← BRYCE WILLIAM SCHUSTERAdvisorregistration: current employment
Jan 4, 2024 to presentfactForm ADV
← Evan Michael KurkowskiAdvisorregistration: current employment
Mar 31, 2021 to presentfactForm ADV
← FREDERICK BENJAMIN GENZAdvisorregistration: current employment
Apr 17, 2015 to presentfactForm ADV
← PATRICK WILLIAM POEHLINGAdvisorregistration: current employment
Jun 14, 2004 to presentfactForm ADV
← GERY JOSEPH SADZEWICZAdvisorregistration: previous registration
Apr 3, 2012 to Mar 30, 2023factForm ADV
← ANTHONY JAMES POEHLINGAdvisorregistration: previous registration
Jul 7, 2015 to Feb 21, 2019factForm ADV
← DANIEL JUSTIN WEISSAdvisorregistration: previous registration
Aug 3, 2010 to Dec 16, 2015factForm ADV
← NATHANIEL MARTIN LEACHAdvisorregistration: previous registration
Oct 23, 2012 to Dec 16, 2015factForm ADV
← TIMOTHY SHANE BICKMOREAdvisorregistration: previous registration
Oct 9, 2014 to Sep 25, 2015factForm ADV
← LAWRENCE EDWARD SCHAMBERGERAdvisorregistration: previous registration
Oct 7, 2008 to Aug 5, 2010factForm ADV

Owns (1)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to Dec 19, 2024factForm ADV

Controls (3)

← POEHLING, THOMAS, RONALDOwnerPRESIDENT, SECRETARY, TREASURER, ownership code E, individual
Mar 27, 2012 to Dec 19, 2024factForm ADV
← POEHLING, PATRICK, WILLIAMOwnerVICE PRESIDENT, ownership code B, individual
Mar 27, 2012 to Dec 19, 2024factForm ADV
← GENZ, FREDERICK, BENJAMINOwnerDIRECTOR OF FINANCIAL PLANS, ownership code A, individual
Mar 11, 2021 to Dec 19, 2024factForm ADV

Moved with (1)

→ LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Dec 16, 2015 to Oct 28, 2015factForm ADV

Dated events

Occurred
Mar 30, 2023
Advisor changed firm
Gery Joseph Sadzewicz left Poehling Capital Management, Inc. for Rothschild Wealth Llc (registered 2012-04-18)
Form ADVobserved 4 days ago
Occurred
Mar 11, 2021
Control person joined
Benjamin Frederick Genz (Director Of Financial Plans) appeared on Schedule A of Poehling Capital Management, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdbd4c1e-40bf-aa0f-d7bd-5476b5bbc047
First observed: Mar 27, 2012
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

POEHLING CAPITAL MANAGEMENT, INC.

CRD 131668

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdbd4c1e-40bf-aa0f-d7bd-5476b5bbc047

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PATRICK WILLIAM POEHLING

n/a

MADISON, WI

n/a

FREDERICK BENJAMIN GENZ

Certified Financial Planner

LA CROSSE, WI | MADISON, WI

n/a

Evan Michael Kurkowski

n/a

MADISON, WI

n/a

BRYCE WILLIAM SCHUSTER

n/a

MADISON, WI | VERONA, WI

n/a

THOMAS RONALD POEHLING

n/a

MADISON, WI

ANNE LAUBE

Certified Financial Planner

MADISON, WI

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GENZ, FREDERICK, BENJAMIN

DIRECTOR OF FINANCIAL PLANS

yes

01/2020

Mar 11, 2021

Dec 19, 2024

POEHLING, PATRICK, WILLIAM

VICE PRESIDENT

yes

05/2004

Mar 27, 2012

Dec 19, 2024

POEHLING, THOMAS, RONALD

PRESIDENT, SECRETARY, TREASURER

yes

05/2004

Mar 27, 2012

Dec 19, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

10/2011

Mar 27, 2012

Dec 19, 2024

City

State

Country

Employees

Also broker-dealer

Onalaska

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 10, 2026

$591M

n/a

2024

Mar 10, 2025

$489M

n/a

2023

Feb 14, 2024

$416M

$411M

n/a

2022

Feb 22, 2023

$338M

$335M

n/a

2021

Mar 4, 2022

$381M

$377M

n/a

2020

Mar 11, 2021

$316M

$311M

n/a

2019

Mar 17, 2020

$276M

n/a

2018

Mar 20, 2019

$229M

$228M

n/a

2017

Mar 29, 2018

$278M

n/a

2016

Mar 23, 2017

$218M

n/a

2015

Mar 7, 2016

$200M

n/a

2014

Mar 25, 2015

$200M

n/a

2013

Mar 19, 2014

$196M

$177M

n/a

2012

Mar 27, 2013

$137M

$123M

n/a

2011

Mar 27, 2012

$103M

$95.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$591M

$489M

20.8%

$338M

20.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLC

Dec 16, 2015

Oct 28, 2015

MADISON, WI

Team lift out

Other

33.3%