DFX Intelligence

A••• C•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

A••• C•••••• W•••••

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Watkinsville, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdbe8005-1339-4643-5005-17b093202b77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Mar 5, 2025	n/a	yes	OVERLAND PARK, KS\|Watkinsville, GA	Current employment
S•••••••• W••••• M••••••••• L••	Former SEC adviser	Feb 19, 2007	Mar 6, 2025	no	DULUTH, GA\|WATKINSVILLE, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M••••••••• L••	P•••• C•••••• F••••••••	Mar 6, 2025	Mar 5, 2025	-1	Firm change	RIA to RIA
E•••••••• A•••••••• L••	S•••••••• W••••• M••••••••• L••	Oct 7, 2003	Feb 19, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
129602:288712:GA:2025-03-06	Mar 6, 2025	Mar 5, 2025	WATKINSVILLE, GA	Firm change

Relationships

Registered with (3)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Mar 5, 2025 to presentfactForm ADV
→ S•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 19, 2007 to Mar 6, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 6, 2003 to Oct 7, 2003factForm ADV

Dated events

Occurred
Mar 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdbe8005-1339-4643-5005-17b093202b77
First observed: Mar 6, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.