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Advisor at CRESSET ASSET MANAGEMENT, LLC
Atlanta, GA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CRESSET ASSET MANAGEMENT, LLC | Independent wealth | Oct 5, 2021 | n/a | yes | CHICAGO, IL|Atlanta, GA | Current employment |
| BERMAN CAPITAL ADVISORS, LLC | Former SEC adviser | Aug 30, 2021 | Oct 19, 2021 | no | ATLANTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 5, 2021 | Jun 24, 2021 | no | ATLANTA, GA | Previous registration |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Jan 30, 2020 | Mar 16, 2021 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 20, 2018 | Jan 14, 2020 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 29, 2013 | Nov 6, 2017 | no | Atlanta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BERMAN CAPITAL ADVISORS, LLC | CRESSET ASSET MANAGEMENT, LLC | Oct 19, 2021 | Oct 5, 2021 | -14 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | BERMAN CAPITAL ADVISORS, LLC | Jun 24, 2021 | Aug 30, 2021 | 67 | Firm change | Wirehouse to RIA |
| ROCKEFELLER CAPITAL MANAGEMENT | WELLS FARGO ADVISORS | Mar 16, 2021 | Jun 5, 2021 | 81 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | ROCKEFELLER CAPITAL MANAGEMENT | Jan 14, 2020 | Jan 30, 2020 | 16 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155419:288566:GA:2021-10-19 | Oct 19, 2021 | Oct 5, 2021 | ATLANTA, GA | Firm change |
| 149777:291361:GA:2020-01-14 | Jan 14, 2020 | Jan 30, 2020 | ATLANTA, GA | Firm change |